RIA News

Displaying 36715 results
RIA NEWS JAN 21, 2014
Seven fatal flaws of top achievers

If you exhibit any of the following seven fatal flaws, you'll fail to reach the top

By Steve Sanduski
EQUITIES JAN 21, 2014
Using derivatives even when they hurt society

<i>Breakfast with Benjamin:</i> Dr. Doom gets even doomier, using derivatives even when they hurt society, more sluggish economic growth, cashing in on video surveillance, and the pros and cons of free airport Wi-Fi.

By Jeff Benjamin
RIA NEWS JAN 21, 2014
Why you might be blind to your investments' risks

New indicators show 'herd mentality' and tendency to dump money into equities

By CODONNELL
FIXED INCOME JAN 21, 2014
Taper target: $10B each over next seven Fed meetings

Economists say initial cut sets the mold as Bernanke emphasizes flexibility.

By Gregory Crawford
FIXED INCOME JAN 21, 2014
Fed cuts QE pace to $75B on labor market outlook

Long-awaited first step in program to cut back monthly purchases to support recovery

By Gregory Crawford
Social Security begins paying survivor benefits to same-sex married couples
RETIREMENT PLANNING JAN 21, 2014
Social Security begins paying survivor benefits to same-sex married couples

To qualify for survivor's benefits, spouses must have been married nine months, except under certain conditions.

By Mary Beth Franklin
FIXED INCOME JAN 21, 2014
Don't fear the taper: Bonds indicate no rate boost 'til 2015

From futures to derivatives, traders don't see the Federal Reserve raising its benchmark interest rate from a record low until nine months after policymakers end their monthly bond purchases of $85 billion, or late 2015.

By Gregory Crawford
RIA NEWS JAN 20, 2014
Gold supply declining, BlackRock manager says

BlackRock Inc.'s Evy Hambro, manager of its $8 billion World Mining Fund, said gold supply may fall &#8220;quite rapidly&#8221; as producers curb output at expensive mines.

By Matt Ackermann
RIA NEWS JAN 20, 2014
How the big guns are playing gold mining stocks

Many gold-mining exchange-traded funds are down big but assets are up, so what gives?

By Gregory Crawford
RIA NEWS JAN 20, 2014
Advisers not sure which way to turn with gold

Advisers are not sure which way to turn with gold as fundamental to technical indicators are flashing bullish and bearish signals. Jeff Benjamin reports.

By Jeff Benjamin
RIA NEWS JAN 20, 2014
LinkedIn disrupts adviser recruiting

Has LinkedIn changed recruiting at advisory firms? Openings that firms had previously hired third-party recruiters to fill are now routinely posted on LinkedIn, and large companies employ in-house recruiters who scour LinkedIn for candidates.

By Joyce Hanson
REGULATION AND LEGISLATION JAN 20, 2014
Clearing firm agrees to pay $1 million fine in Finra settlement

Multiple compliance problems at the clearing firm, which serves about 86 correspondent broker-dealers, has led to an agreement to pay a $1M fine as part of a settlement with Finra.

By Bruce Kelly
RETIREMENT PLANNING JAN 19, 2014
Health savings accounts gain in popularity

They're a great way to save on federal taxes, but state treatments differ widely

By Darla Mercado
RETIREMENT PLANNING JAN 19, 2014
Taxpayers act with enough incentive

Roth conversions came in at $64.8 billion in 2010, above an expected $26.5 billion.

By Bloomberg
Another reason to file and suspend Social Security benefits
RETIREMENT PLANNING JAN 19, 2014
Another reason to file and suspend Social Security benefits

There is flexibility in lump-sum payouts &amp;ndash; but you must be alive to collect them

By Mary Beth Franklin
RETIREMENT PLANNING JAN 19, 2014
Merrill Lynch hires director of gerontology

Cynthia Hutchins takes on newly created role to help advisers deal with aging clients.

By Mary Beth Franklin
INDEPENDENT BROKER DEALERS JAN 19, 2014
Compliance efforts help some independent broker-dealers avoid regulators

By Sarah O'Brien
RIA NEWS JAN 18, 2014
Donald Marron's Lightyear Capital in deal for majority stake in advisory firm

Donald Marron's private equity shop in deal for majority stake in Wealth Enhancement Group, a firm that handles $4.7 billion in client assets.

By Bloomberg
RIA NEWS JAN 18, 2014
Marron scores big on Cetera deal

After having no plans to sell, the Lightyear Capital executive found an offer too good to pass up.

By Mason Braswell
RIA NEWS JAN 17, 2014
Is working with a financial adviser worth the cost?

Advised investors underperformed self-directed ones in 2013, new research shows

By Trevor Hunnicutt