RIA News

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RIA NEWS JAN 03, 2014
El-Erian resignation raising questions about Pimco

Advisers are debating why Pimco's co-CIO unexpectedly resigned but most agree that with Bill Gross in charge of investment strategy, the firm is not likely to take a hit to its reputation or suffer major fund outflows.

By Jeff Benjamin
RETIREMENT PLANNING JAN 03, 2014
How married couples can squeeze the most out of Social Security

You have to be creative and be careful of a couple key rules.

By Mary Beth Franklin
RIA NEWS JAN 03, 2014
Advisers forced to be nimble as fixed-income risk climbs

The problem is complex: With bonds in the dumps, many advisers are cutting their clients' allocations to fixed income. But they have to figure out where to put that money, because it's not a slam-dunk “toss it into stocks” decision.

By Jeff Benjamin
RIA NEWS JAN 03, 2014
7 tech trends you don't want to miss

Where technology is going in 2014, plus other must-reads from wealth manager and CNBC commentator Josh Brown

By Joshua Brown
RIA NEWS JAN 03, 2014
Gold headed to worst year since 1981

Some investors lost faith in the metal as a store of value amid a rally in equities and an improving economy

By Matt Ackermann
RIA NEWS JAN 03, 2014
Gold drops, headed to worst year since 1981

Some investors lost faith in the metal as a store of value amid a rally in equities and an improving economy that prompted the Federal Reserve to pare its $85 billion in monthly bond purchases.

By Matt Ackermann
EQUITIES JAN 03, 2014
Gross: Investors playing a dangerous game with loose money

Pimco's co-CIO says central banks pushing investors to riskier assets but that policy has limits.

By Gregory Crawford
WIREHOUSES JAN 03, 2014
UBS to pay $50 million to settle SEC claim

Regulator says firm misrepresented parts of a CDO deal, making disclosures false.

By Gregory Crawford
RIA NEWS JAN 03, 2014
So where are all the revolutionary new investment theories?

First half of 20th century saw flood of ground-breaking work; not so much lately

By Philip Lawton
ALTERNATIVES JAN 02, 2014
SEC settlement ends saga for former Ameriprise exec who aided SAC Capital insider case

Portfolio manager who helped feds must pay $390K, will do no prison time.

By Trevor Hunnicutt
RIA NEWS JAN 02, 2014
What you don't know about your 529 college savings plan could hurt you

Federal regulator wants consumers to become better informed on fees

By Liz Skinner
REGULATION, LEGAL & COMPLIANCE JAN 02, 2014
Regulator pushes for more fee disclosure from 529 college savings plans

MSRB wants to learn more to help consumers become more informed.

By Liz Skinner
RETIREMENT PLANNING JAN 02, 2014
Financial regulator signals caution on IRA rollovers

Investors shouldn't move funds based solely on the word 'free'

By Mark Schoeff Jr.
RIA NEWS JAN 02, 2014
Bond funds post record withdrawals in 2013

Bond mutual funds in the U.S. posted record investor redemptions of $80 billion in 2013 as investors anticipated rising interest rates

By Matt Ackermann
RIA NEWS JAN 02, 2014
Here's what happens to stocks when the Fed hikes rates

Equities usually react favorably when the central bank tightens, according to new research

By Jason Kephart
RIA NEWS JAN 02, 2014
Investors turn to stocks just in time

ETFs and mutual funds take in most cash since 2000 as S&P 500 surges

By Gregory Crawford
OPINION JAN 02, 2014
2014 countdown: 14 critical mistakes advisers will make next year

From ignoring social media to being unable to delegate, here are traps advisers need to avoid in 2014 if they want any chance to thrive

By Robert Sofia
EQUITIES JAN 02, 2014
Investors turn to stocks at the right time

Exchange-traded and mutual funds investing in stocks took in about $162 billion this year, the most since 2000, as the S&P 500 surged 29%.

By Matt Ackermann
RETIREMENT PLANNING JAN 02, 2014
Helping advisers connect the dots about retirement planning

The demise of a noted research organization makes the job a bit harder.

By Mary Beth Franklin
FIXED INCOME JAN 02, 2014
Fed speculation drives 10-year Treasury yield past 3%

Investors placing bets on whether central bank will boost tapering.

By Gregory Crawford