RIA News

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RIA NEWS JUL 17, 2013
Low rates mean mixed bag for financial services giants

Three financial services giants posted quarterly earnings gains — some strong, some not so strong— despite continued pressure from low interest rates. A few bright spots helped.

By BKELLY, DJAMIESON
RIA NEWS JUL 17, 2013
Are commodities still a justifiable diversifier?

Short term, maybe not, but they still provide some buffering against stocks over the long haul

By DJAMIESON
WIREHOUSES JUL 17, 2013
Morgan Stanley margin inches toward 20%

Second quarter revenues, net income climb; adviser head count stabilizes.

By AOSTERLAND
WIREHOUSES JUL 17, 2013
Wells advisory biz reports record profits — but it's mostly cost cutting

Wells Fargo's advisory business enjoys record profits, despite revenue jumping by a mere 2%, thanks to cost cutting that led to doing more with less.

By AOSTERLAND
RETIREMENT PLANNING JUL 17, 2013
Retirement: From theory to reality

By MFXFeeder
EQUITIES JUL 17, 2013
Coaxing boomers to keep investing

Advisers must convince clients they need assets besides cash and fixed income to sustain retirement

By Craig Brimhall
RETIREMENT PLANNING JUL 16, 2013
Mary Beth Franklin: Working women dramatically skewing Social Security payouts

Household replacement rates decline as women's earnings increase

By Mary Beth Franklin
RETIREMENT PLANNING JUL 16, 2013
Mary Beth Franklin: Social Security plan for an unplanned early retirement

Apply for disability and retirement benefits simultaneously

By Mary Beth Franklin
RIA NEWS JUL 16, 2013
Passive investing gets some action in target date funds

By Jason Kephart
RETIREMENT PLANNING JUL 16, 2013
Mary Beth Franklin: New Social Security prospecting tool all sizzle, no steak

Marketing tool aimed at helping advisers land clients, but comes with no SocSec calculator

By Mary Beth Franklin
RETIREMENT PLANNING JUL 16, 2013
Reps responsible for variable annuity guidance: Regulators

Regulators are stressing that reps are on the hook and suitability rules apply when discussing variable annuities. Darla Mercado explains.

By Darla Mercado
INDEPENDENT BROKER DEALERS JUL 16, 2013
LPL's recruiting still slow, pickup seen months away

By Bruce Kelly
RIA NEWS JUL 16, 2013
Bank loans no cure-all for rising interest rates

By Jason Kephart
WIREHOUSES JUL 16, 2013
Wells Fargo, Merrill to pay $5.1 million to settle charges over bank loan funds

Finra has ordered Wells Fargo and Merrill Lynch to pay $5.1 million to settle charges related to sales of bank loan mutual funds -- just as investors are stampeding into such funds.

By Bruce Kelly
FINTECH JUL 16, 2013
The Takeaway: Buffett and Goldman, sittin' in a tree...

By Joshua Brown
RETIREMENT PLANNING JUL 16, 2013
The Hartford's rich VA buyout a lone rider

The Hartford's generous VA buyout deal is creating a buzz in the industry. Just don't expect other carriers to follow suit.

By Darla Mercado
RIA NEWS JUL 15, 2013
Learning to ditch the training wheels

The economy's interest-sensitive sectors are providing it critical support, allowing flexibility

By By Jeffrey Rosenberg
FIXED INCOME JUL 15, 2013
Fed officials intensify effort to curb surge in rates after Bernanke comment

After investors interpreted Fed Chairman Ben Bernanke's recent comments as signaling a sooner-than-expected end to central bank bond buying, Fed officials have sought to alter that view and halt the surge in interest rates.

By Gregory Crawford
RIA NEWS JUL 15, 2013
See America first: Investors like U.S. best

In a dramatic shift, investors now say they're uber-bullish on U.S. stock markets. And surprise! They like Japan a whole lot, too. | <i>Plus</i> <a href=http://www.investmentnews.com/gallery/20130514/FREE/514009999/PH>12 pricey &#8212; yet underperforming &#8212; funds</a>

By John Goff
RIA NEWS JUL 15, 2013
Peter Schiff: Lessons learned from Japan

The only true path to prosperity is free-market capitalism

By By Peter Schiff