RIA News

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ADVISOR NEWS INDEPENDENT BROKER DEALERS NOV 18, 2012
Reg D Scare Fading, But Medcap Sales Still Haunt A Broker-dealer

By Bruce Kelly
ADVISOR NEWS RETIREMENT PLANNING NOV 18, 2012
Undoing a decision to claim benefits

By MFXFeeder
RIAS RIA NEWS NOV 18, 2012
Regions back in securities business

By Bruce Kelly
RIAS RIA NEWS NOV 18, 2012
Hybrid offers best of both worlds

By Jodie Papike
ADVISOR NEWS RETIREMENT PLANNING NOV 18, 2012
MassMutual settles for $1.6M for insufficient VA disclosures

By Darla Mercado
ADVISOR NEWS RETIREMENT PLANNING NOV 18, 2012
Low-cost LTC? It's a Southern thing

By Darla Mercado
RIAS RIA NEWS NOV 18, 2012
LPL raising fees, cutting incentives

By Bruce Kelly
RIAS RIA NEWS NOV 18, 2012
A surefire way to cut taxes for shareholders

By Robert N. Gordon
ADVISOR NEWS RETIREMENT PLANNING NOV 18, 2012
Ducking default, nontraded REIT sponsor cuts interest payments

By Bruce Kelly
ADVISOR NEWS RETIREMENT PLANNING NOV 16, 2012
Medical pros on the front line in fight against financial abuse of seniors

Medical pros say they can play a part but financial advisers have key role.

By Liz Skinner
Chuck to advisers: Don't sweat the fiscal cliff
RIAS RIA NEWS NOV 16, 2012
Chuck to advisers: Don't sweat the fiscal cliff

Schwab founder says money can be made in the toughest of markets

By DJAMIESON
LPL signs on with another credit union
ADVISOR NEWS INDEPENDENT BROKER DEALERS NOV 15, 2012
LPL signs on with another credit union

Alliant seeks to expand retirement offerings, grow advisory business; 35th deal for B-D this year

By Liz Skinner
Bowles on fiscal cliff: Most devastating — and most avoidable — financial disaster ever
RIAS RIA NEWS NOV 15, 2012
Bowles on fiscal cliff: Most devastating — and most avoidable — financial disaster ever

Tells Schwab crowd risks include recession, rising unemployment

By JKEPHART
INVESTING EQUITIES NOV 15, 2012
Liz Ann Sonders on the fiscal cliff: Advisers are on lockdown

By Mark Bruno
Time to get your game on, small advisory firms
RIAS RIA NEWS NOV 15, 2012
Time to get your game on, small advisory firms

Panel says 'lifestyle' practices face future of diminishing profit margins.

By DJAMIESON
RIAS RIA NEWS NOV 15, 2012
Cortazzo moves affiliation to LPL Financial from SII

By Bruce Kelly
RIAS RIA NEWS NOV 15, 2012
LPL adviser Waldron going- but not gone

By Bruce Kelly
MassMutual sets 7% payout for '13, showing up fixed income
ADVISOR NEWS RETIREMENT PLANNING NOV 15, 2012
MassMutual sets 7% payout for '13, showing up fixed income

Move shows there's nothing plain about whole-life amid low rate environment.

By Darla Mercado
INVESTING EQUITIES NOV 15, 2012
Bill Gross: The U.S. debt damage

How can the U.S. not be considered the first destination of global capital in search of safe (although historically low) returns? Easy answer: It will not be if we continue down the current road and don't address our “fiscal gap.”

By Bill Gross
Ameriprise said near deal for ING asset management unit
RIAS RIA NEWS NOV 15, 2012
Ameriprise said near deal for ING asset management unit

By Gregory Crawford