RIA News

Displaying 36702 results
Romney: I paid at least 13% tax rate over last decade
RIAS RIA NEWS AUG 21, 2012
Romney: I paid at least 13% tax rate over last decade

Says claims he paid no taxes 'totally false'

By John Goff
RIAS RIA NEWS AUG 21, 2012
Hashtag slag: Next NAPFA boss calls Finra 'colossal failure,' B-Ds 'dinosaurs'

Ron Rhoades, the next chairman of NAPFA, is not bashful about bashing folks on Twitter. Some choice cuts: The future boss of the financial advisers association recently called Finra a 'colossal failure,' and labelled B-Ds 'dinosaurs'.

By JKEPHART
Tuttle to step down as FPA executive director in 2014
RIAS RIA NEWS AUG 21, 2012
Tuttle to step down as FPA executive director in 2014

Moving to 'the next phase'; seeking successor who'll champion CFP standards, brand.

By Dan Jamieson
Fed to go easy on quantitative easing, experts expect
INVESTING EQUITIES AUG 20, 2012
Fed to go easy on quantitative easing, experts expect

QE3 not likely to be launched until January — if at all; waiting for the numbers

By Jeff Benjamin
RIAS RIA NEWS AUG 20, 2012
Empty seat

Ron Rhoades, an unabashed backer of the fiduciary standard -- and an unabashed basher of Finra -- will not be the next chair of NAPFA. Here's why.

By John Goff
RIAS RIA NEWS AUG 20, 2012
High yield soars in low-rate world

By Jason Kephart
Are retirees better off than we think? Data says yes
ADVISOR NEWS RETIREMENT PLANNING AUG 20, 2012
Are retirees better off than we think? Data says yes

Agency bulletin notes that key government report doesn't count IRA, 401k distributions.

By Mary Beth Franklin
RIAS RIA NEWS AUG 19, 2012
Finra considers exemption process on CMA fee

By DJAMIESON
RIAS RIA NEWS AUG 19, 2012
Wells Fargo to pay $6.5M in MBS settlement

By Mark Schoeff Jr.
ADVISOR NEWS RETIREMENT PLANNING AUG 19, 2012
Tool aims to help DC plan participants make better decisions

By Janowski Davis
RIAS RIA NEWS AUG 19, 2012
WinnING team: NYC girls

By Jeff Benjamin
ADVISOR NEWS RETIREMENT PLANNING AUG 19, 2012
Retirement's bleak end

By Emily Yang
RIAS RIA NEWS AUG 19, 2012
Long-running B-D shuts doors

By Bruce Kelly
ADVISOR NEWS RETIREMENT PLANNING AUG 19, 2012
One way to boost Social Security benefits: A do-over

By MFXFeeder
RIAS RIA NEWS AUG 19, 2012
MSSB to pare number of complexes

By AOSTERLAND
RIAS RIA NEWS AUG 19, 2012
Check out new emerging markets

By Dawn Bennett
ADVISOR NEWS RETIREMENT PLANNING AUG 18, 2012
The rippling effect of Hartford's restructuring

Insurer never recovered VA business it lost after the financial crisis

By Darla Mercado
ADVISOR NEWS RETIREMENT PLANNING AUG 18, 2012
Prudential to bail on sales of individual long-term care

Prudential will stop selling long-term care policies citing 'challenging economics.'

By Doug Cubberley
Long-running B-D closes its doors
ADVISOR NEWS INDEPENDENT BROKER DEALERS AUG 17, 2012
Long-running B-D closes its doors

Stop us if you've heard this one before: Another B-D that sold Provident private placements has ceased operations.

By Bruce Kelly
RIAS RIA NEWS AUG 16, 2012
Waivering

Despite a rather substantial budget gap, Finra may offer exemptions for its controversial CMA fee.

By John Goff