RIA News

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RIA NEWS OCT 12, 2010
Widow-and-orphan stocks starting to look mighty appealing

Steady, dividend-paying companies gaining in popularity -- but not with fund managers

By Bloomberg
RIA NEWS OCT 11, 2010
Live from the FPA conference: Dan Ariely's 'irrational' shoes

Talk about a fashion statement.

By Mark Bruno
RIA NEWS OCT 11, 2010
Managed-futures funds shorting U.S. dollar, bullish on precious metals: Equinox's Bornhoft

Shorting the U.S. dollar and going long on certain precious and industrial metals are two ways managed-futures funds are providing non-correlated market exposure, according to Richard Bornhoft, chief investment officer of Equinox Fund Management LLC.

By Jeff Benjamin
RIA NEWS OCT 11, 2010
Investors rush to cash out stocks ahead of cap-gains hike

Financial advisers say clients are booking gains now at cheaper tax rate; 'better bang for the buck'

By Bloomberg
RIA NEWS OCT 11, 2010
Stay on the sidelines, says Metropolitan Capital's Snow

Stop worrying about a double-dip recession — the current economy is bad enough as it is.

By Jeff Benjamin
RETIREMENT PLANNING OCT 11, 2010
Advisers plunge into providing health care

Whether it's helping downsized clients, assisting retirees whose benefits are being chiseled away or advising small-business owners on health care options for their companies, a growing number of financial advisers find themselves navigating the murky waters of health care insurance.

By Lisa Shidler
RIA NEWS OCT 11, 2010
Clearing firms used by the top independent broker-dealers

By MFXFeeder
RIA NEWS OCT 11, 2010
Madoff lite? Petters trial commences this week

Until the Bernard Madoff scandal broke, it was a Minnesota businessman who stood accused of orchestrating the largest Ponzi scheme authorities could ever recall.

By Associated Press
Charles Schwab beats the Street
RIA NEWS OCT 10, 2010
Charles Schwab beats the Street

Charles Schwab Corp., the largest independent brokerage by client assets, reported third-quarter profit that beat the average analyst estimate as sales from earned interest offset a decline in trading revenue.

By Mark Bruno
RETIREMENT PLANNING OCT 10, 2010
Single-family offices could get a pass on regulation, SEC says

The commission proposes to reverse Dodd-Frank proviso and reinstate the exemption shielding smaller operations from the agency's oversight

By Bloomberg
RIA NEWS OCT 10, 2010
Funded sports a hit with kids

As a child, William Sparks spent a lot of time alone at home while his single mother worked two jobs to make ends meet

By Lisa Shidler
RIA NEWS OCT 10, 2010
Winners honored in NYC

Adopting a homeless teenager may seem like a huge commitment, but Sean and Leigh Anne Tuohy, the inspiration for the best-selling book and motion picture “The Blind Side,” said they get too much credit

By Lisa Shidler
LIFE INSURANCE AND ANNUITIES OCT 10, 2010
TARP bill likely to be fraction of initial forecast

Bailed-out banks, insurers and automakers are a sore spot for millions hurt by the financial crisis

By Bloomberg
RIA NEWS OCT 10, 2010
Those irrational French are a lot like us Americans

It's so much fun to pick on the French

By Evan Cooper
MUTUAL FUNDS OCT 10, 2010
Gundlach is bouncing back

Jeffrey Gundlach hasn't lost his investment magic — or his famous ego — while running DoubleLine Capital LP, the money manager he formed after his highly publicized firing from TCW Group last December

By Randy Diamond
RETIREMENT PLANNING OCT 10, 2010
Income: The Great political - and possibly, Geographic -- Divide

Without a doubt, the answer to the question “What makes a person rich” marks a political divide in this country – a divide that is widening by the second as the mid-term elections fast approach.

By InvestmentNews
RETIREMENT PLANNING OCT 08, 2010
Artificial insemination a real headache for estate planners

In-vitro fertilization spawns confusion among wealth managers, trust attorneys; 'wide-open field'

By Bloomberg
RIA NEWS OCT 08, 2010
The inside scoop from FPA Denver 2010 — what do you want to know?

<i>InvestmentNews</i> is off to Denver for the FPA's annual conference

By Mark Bruno
RETIREMENT PLANNING OCT 08, 2010
Stick with stocks, says one of world's oldest investors

When it comes to investment strategies, 94-year-old Edward Zajac takes the long view. And it's paid off handsomely.

By Bloomberg
RIA NEWS OCT 08, 2010
Economist who called recession's end sees recovery

By Bloomberg