RIA News

Displaying 36702 results
More than 1 in 10 Gen Xers nearing retirement still burdened by student debt
ADVISOR NEWS RETIREMENT PLANNING SEP 29, 2023
More than 1 in 10 Gen Xers nearing retirement still burdened by student debt

Research reveals how burden could be impacting savings targets.

By Steve Randall
Diverse clients need one thing more than anything from financial institutions
RIAS PRACTICE MANAGEMENT SEP 29, 2023
Diverse clients need one thing more than anything from financial institutions

But many wealth professionals believe it is not being delivered.

By Steve Randall
30-year Treasury yields above 5% would not shock Bill Ackman
RIAS RIA NEWS SEP 29, 2023
30-year Treasury yields above 5% would not shock Bill Ackman

Pershing Square Capital veteran highlights energy prices and interest rates concern.

By Bloomberg
BlackRock open to more acquisitions, says Larry Fink
RIAS RIA NEWS SEP 29, 2023
BlackRock open to more acquisitions, says Larry Fink

Asset manager's CEO also “not that fearful” about any recession.

By Bloomberg
Evergrande billionaire detained after wealth unit runs dry
RIAS RIA NEWS SEP 29, 2023
Evergrande billionaire detained after wealth unit runs dry

International investors were wiped out 2 years ago and authorities are now investigating unspecified crimes.

By Bloomberg
Royal family you've never heard of builds $300B finance empire
RIAS RIA NEWS SEP 29, 2023
Royal family you've never heard of builds $300B finance empire

Liechtenstein's Prince Hans-Adam II manages assets for world's super-rich.

By Bloomberg
Gold IRA Ponzi paid for luxury cars, esports team, CFTC says
ADVISOR NEWS RETIREMENT PLANNING SEP 28, 2023
Gold IRA Ponzi paid for luxury cars, esports team, CFTC says

Regal Assets and its owners pilfered $21 million from clients, the CFTC and California DFPI allege.

By Emile Hallez
RBC recruits UBS team overseeing $1B in client assets
ADVISOR NEWS WIREHOUSES SEP 28, 2023
RBC recruits UBS team overseeing $1B in client assets

Leawood, Kansas-based Total Wealth Management has seven staffers.

By InvestmentNews
$116 billion saved in HSAs, Devenir finds
ADVISOR NEWS RETIREMENT PLANNING SEP 28, 2023
$116 billion saved in HSAs, Devenir finds

Asset and investment growth in health savings accounts was strong during the first half.

By Josh Welsh
Carson Group adds Maryland RIA with $300M in assets
RIAS RIA NEWS SEP 28, 2023
Carson Group adds Maryland RIA with $300M in assets

Columbia-based FAI Wealth Management was founded in 1987.

By InvestmentNews
Workers fear they may not save the $1M they need for comfortable retirement
ADVISOR NEWS RETIREMENT PLANNING SEP 28, 2023
Workers fear they may not save the $1M they need for comfortable retirement

Bankrate survey finds that most feel they are behind on their retirement savings.

By Steve Randall
SEC agrees on Wall Street WhatsApp settlement, says Reuters
ADVISOR NEWS REGULATION AND LEGISLATION SEP 28, 2023
SEC agrees on Wall Street WhatsApp settlement, says Reuters

Report says that the deals are now being considered by the firms involved.

By Bloomberg
Franklin Templeton expects more debt defaults from junk firms
INVESTING FIXED INCOME SEP 28, 2023
Franklin Templeton expects more debt defaults from junk firms

Asset manager sees greater risk in high-yield, but says it’s generally good risk.

By Bloomberg
Citigroup could sell $4B China wealth unit to HSBC
RIAS RIA NEWS SEP 28, 2023
Citigroup could sell $4B China wealth unit to HSBC

The firms are reportedly in talks as HSBC aims for domination in the region.

By Bloomberg
Foreign investors dump most Japan stocks since SVB collapse
RIAS RIA NEWS SEP 28, 2023
Foreign investors dump most Japan stocks since SVB collapse

US interest rates continue to impact foreign equity markets.

By Bloomberg
Wells Fargo buying Neiman Marcus space in NYC for $550M
ADVISOR NEWS WIREHOUSES SEP 27, 2023
Wells Fargo buying Neiman Marcus space in NYC for $550M

The firm plans to convert the roughly 400,000 square feet of space into offices.

By Bloomberg
Account fees, bonuses likely topics at Thursday's Cetera, Avantax confab
ADVISOR NEWS INDEPENDENT BROKER DEALERS SEP 27, 2023
Account fees, bonuses likely topics at Thursday's Cetera, Avantax confab

A $60-per-account fee and retention bonuses are issues that are expected to come up in Cetera senior execs' meeting with Avantax advisors.

By Bruce Kelly
We need to talk about Method Man and Redman's performance at Future Proof
RIAS RIA NEWS SEP 27, 2023
We need to talk about Method Man and Redman's performance at Future Proof

"For a conference billing itself as the future and inclusive to all, this was the opposite and seemed tone-deaf,' says one person who attended the concert.

By Ryan W. Neal
RIAs seeing increase in client anxiety over retirement plans, survey shows
ADVISOR NEWS RETIREMENT PLANNING SEP 27, 2023
RIAs seeing increase in client anxiety over retirement plans, survey shows

Clients are increasingly worried about retirement prospects and the level of financial security they can achieve during their golden years.

By Gregg Greenberg
Finra asks SEC to extend remote inspections program
ADVISOR NEWS REGULATION AND LEGISLATION SEP 27, 2023
Finra asks SEC to extend remote inspections program

The rule allowing such inspections is due to expire at the end of this year, but Finra has asked to delay the expiration until June 30.

By Ryan W. Neal