RIA News

Displaying 36706 results
UBS nabs two teams from Bernstein Private Wealth
WIREHOUSES OCT 05, 2023
UBS nabs two teams from Bernstein Private Wealth

The teams, both in Philadelphia, collectively manage $1.7 billion in assets.

By InvestmentNews
Former $200M UBS team joins Snowden Lane Partners
RIA NEWS OCT 05, 2023
Former $200M UBS team joins Snowden Lane Partners

The hybrid firm has added $4B in client assets in the past two years.

By Steve Randall
Dollar loses ahead of payroll data, but strategists see gains ahead
RIA NEWS OCT 05, 2023
Dollar loses ahead of payroll data, but strategists see gains ahead

Greenback weaker than most of its peers in early trading Thursday.

By Bloomberg
US IPOs buoyed by world's largest sovereign wealth fund
RIA NEWS OCT 05, 2023
US IPOs buoyed by world's largest sovereign wealth fund

The IPO market has seen a recent resurgence after poor run.

By Bloomberg
Citi believes China's economy has bottomed out and has boosted forecast
RIA NEWS OCT 05, 2023
Citi believes China's economy has bottomed out and has boosted forecast

Its analysts now expect growth of 5% for the world's second largest ecomomy.

By Bloomberg
Goldman says India equities are 'expensive' and advises caution
RIA NEWS OCT 05, 2023
Goldman says India equities are 'expensive' and advises caution

The country's elections are next year and valuations are elevated.

By Bloomberg
Courting wealthy individuals isn't all good news for communities
RIA NEWS OCT 05, 2023
Courting wealthy individuals isn't all good news for communities

Milan has discovered a key downside to being a mecca for the rich.

By Bloomberg
Employers racing to offload pensions to insurers
RETIREMENT PLANNING OCT 04, 2023
Employers racing to offload pensions to insurers

The trend is a boon for the insurance business, but there are questions about protections for retirees and workers.

By Emile Hallez
Cetera to offer Avantax advisors slim bonuses to none at all
INDEPENDENT BROKER DEALERS OCT 04, 2023
Cetera to offer Avantax advisors slim bonuses to none at all

Meanwhile, Cetera's owner Genstar is reinvesting in the firm.

By Bruce Kelly
Target-date funds: Low fee doesn't equal low risk
OPINION OCT 04, 2023
Target-date funds: Low fee doesn't equal low risk

Three reasons why passive TDFs aren’t automatically the safer choice for DC plan fiduciaries

By Emily Cao
Parent of Sigma Financial rebrands as Axtella
RIA NEWS OCT 04, 2023
Parent of Sigma Financial rebrands as Axtella

The company formerly known as SPS Family also owns Parkland Securities and RIA Sigma Planning.

By InvestmentNews
Hightower announces layoffs after summer of deals
RIA NEWS OCT 04, 2023
Hightower announces layoffs after summer of deals

The cutbacks affecting roughly 5% of its employees are aimed at ensuring the long-term success of its business, Hightower says.

By Gregg Greenberg
Independent alpha: Making the breakaway math add up
OPINION OCT 04, 2023
Independent alpha: Making the breakaway math add up

Advisors who make the move to independence are forgoing massive recruitment bonuses. How can they justify this leap?

By Louis Diamond
Veritable, Empower advisors join Savvy Advisors as principal wealth managers
RIA NEWS OCT 04, 2023
Veritable, Empower advisors join Savvy Advisors as principal wealth managers

The duo have partnered with the digital-first platform in the Philadelphia area.

By Steve Randall
Millions of Americans face a retirement income shortfall, Vanguard research warns
RETIREMENT PLANNING OCT 04, 2023
Millions of Americans face a retirement income shortfall, Vanguard research warns

The gap between need and ability is highlighted in inaugural report.

By Steve Randall
BofA report reveals easing of wealthy households' charitable giving
RIA NEWS OCT 04, 2023
BofA report reveals easing of wealthy households' charitable giving

Fewer affluent US households donated and the amounts were smaller.

By Bloomberg
Bankers, investors plan return to COP climate conference
RIA NEWS OCT 04, 2023
Bankers, investors plan return to COP climate conference

This year's event in Dubai offers a chance for the industry to set out plans to finance green transition.

By Bloomberg
House bill to double HSA limits slammed as perk for wealthy
RETIREMENT PLANNING OCT 03, 2023
House bill to double HSA limits slammed as perk for wealthy

Opponents say the legislation would do little to help most people.

By Emile Hallez
Go big or go boutique?
OPINION OCT 03, 2023
Go big or go boutique?

Here are questions financial advisors should consider before making a move.

By Tarah Williams
Creative Planning picks up $1 billion Pennsylvania RIA
RIA NEWS OCT 03, 2023
Creative Planning picks up $1 billion Pennsylvania RIA

Kistler-Tiffany Advisors has been working with clients for nearly 50 years.

By Bruce Kelly