In the absence of proper estate planning, there's a risk that LGBTQ individuals' intentions may not be respected.
FolioBeyond's Rising Rates ETF is being renamed the Alternative Income and Interest Rate Hedge ETF.
Thomas Vernor is based in Huntsville, Alabama, and started in the securities industry in 1984 at Morgan Stanley Dean Witter.
The storied mutual fund complex was late to the exchange-traded fund game but has attracted $1 billion in ETF assets since launching its first suite of funds three years ago.
The Federal Reserve’s fine over Archegos may be as high as $300 million, while the UK’s Prudential Regulation Authority could impose a penalty of up to $128 million.
Christopher Coffin is opening a new firm, Coffin Financial Group, in Austin, Texas.
As laws and IRS guidance evolve, it’s crucial for advisors to stay on the leading edge of how inherited IRAs are affected.
Now is the time for advisors to act by nudging clients into actions that will have long-term positive consequences, especially when the market inevitably again turns down.
Pay equity in the advisory industry might seem like a straightforward proposition. It isn’t.
While the SEC is working to put teeth into Regulation Best Interest, questions remain about how it’s working in practice.
Andrew Komarow was featured in InvestmentNews in May 2021 for his focus on understanding special-needs financial planning.
Given the three dozen others that have filed for a bitcoin ETF without success, ETF watchers are wondering if BlackRock has an inside track to gain approval.
Vanguard's annual retirement report showed auto enrollment removes a barrier to entry for employees saving for retirement.
Only 24% of young adults strongly agree that their employer has policies or structures in place to support work-life balance.
ETFs are still tops with financial advisors and more advisors are using alternatives, according to an annual survey by the Financial Planning Association and the Journal of Financial Planning.
Both TD Ameritrade and Schwab have been busy addressing migration concerns, but a little perspective would be useful here.
The new partnership with Ascensus is the robo-advisor's second foray into college savings plans.
Artificial intelligence and restrictions on some transactions by elder customers could help reduce the problem, financial industry officials say.
Regardless, plenty of questions remain about the future of the long-time Cetera executive.
Scrambling to stay ahead of the central bank's next move, advisors and market watchers think the Fed is trying to keep the markets on their toes.
