J.P. Morgan hired Boaz Lahovitsky from Vanguard in 2020 to oversee the call center and video conferencing program.
The addition permits advisers to create unified managed accounts for their clients.
Purchase, New York-based Altium Wealth Management specializes in direct indexing.
Napier, which will operate as a wholly-owned unit, will broaden First Eagle’s capabilities in the alternative credit market.
The asset sale suggests Morgan Stanley won't be following some competing Wall Street firms that are migrating toward the RIA space.
Roughly 86% of last year's net inflows went into collective investment trusts, which now hold 45% of total TDF assets.
Four-adviser Stonebridge Financial Planning Group, which is based in Orlando, Florida, specializes in working with women in transition.
Advisers don't always have to recommend the least expensive option, but they'd better explain why they opted for the costlier one.
When will one of the 40 or so large strategic buyers of registered investment advisory firms emerge from the depths to swim with another?
Chris Georgopoulos joins in West Palm Beach, Florida, and Thomas McKeown joins in Chicago.
Vania May Bell is former chief compliance officer of Executive Compensation Planners Inc., where her father was president.
A new survey of some 4,300 financial advisers and students found that a lack of financial assistance was the No. 1 barrier to entry into the industry, with nearly half of the respondents citing finances as a top concern.
The risk-analysis platform plans to more than double its bond coverage by adding 800,000 more individual bonds this year.
See the payout grids for 49 IBDs, based on data the firms provided to InvestmentNews Research.
Supporters of the legislation, which would raise the RMD age to 75, are pushing for Senate action to get a final bill to President Biden later this year.
The measure would be another piece of Senate legislation that complements the SECURE 2.0 bill poised for House approval.
The company's asset management unit already supervises a total of $350 billion in assets in defined-benefit and defined-contribution accounts and will utilize the acquisition to provide new digital tools to customers.
The proposal, which goes after households worth at least $100 million, enters unprecedented territory by trying to tax unrealized gains.
The father-and-son team of David and Mitch Vallie is based in Grand Blanc, Michigan.
Advisers need to learn to help ultra-high-net-worth families achieve and maintain a sense of shared purpose and stewardship around legacies.
