RIA News

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Trump announces auto tariffs with 'no exceptions' and markets got spooked
RIA NEWS MAR 27, 2025
Trump announces auto tariffs with 'no exceptions' and markets got spooked

Expectation of the Fed staying on hold for longer is also rising.

By Steve Randall
How much do American teens really know about money?
RIA NEWS MAR 27, 2025
How much do American teens really know about money?

Spoiler Alert: Not as much as they need to, report reveals.

By Steve Randall
Advisors seek transparency on DIY investing as Robinhood faces investigation
REGULATION, LEGAL & COMPLIANCE MAR 26, 2025
Advisors seek transparency on DIY investing as Robinhood faces investigation

'I feel like they have created an addictive gaming culture, which is not healthy for investing.'

By Andrew Cohen
Retirement plan balances are flourishing. Why are so many advisors missing out on a $3 trillion opportunity?
RIA NEWS MAR 26, 2025
Retirement plan balances are flourishing. Why are so many advisors missing out on a $3 trillion opportunity?

Participants who receive professional 401(k) advice see higher returns on average, net, than those who don't.

Should RIAs brace for a pullback in deal valuations?
PRACTICE MANAGEMENT MAR 26, 2025
Should RIAs brace for a pullback in deal valuations?

Eric Leeper of FP Transitions offers fresh perspective on M&A deals, why buyers are getting more discerning, and how would-be sellers can boost their practice value.

By Leo Almazora
Is your wealth manager still 'buying the dip'?
EQUITIES MAR 26, 2025
Is your wealth manager still 'buying the dip'?

'Buying the dip' has been a winning investing strategy for over a decade. Financial advisors weigh in on whether it will continue to work.

By Gregg Greenberg
Wealth Enhancement, Alphacore ink new RIA partnerships
RIA NEWS MAR 26, 2025
Wealth Enhancement, Alphacore ink new RIA partnerships

Wealth Enhancement is tapping into new markets nationwide as AlphaCore accelerates plans to form one of California's largest RIAs.

By Leo Almazora
Fund fees continue long-term slide as investors favor lower-cost options
ETFS MAR 26, 2025
Fund fees continue long-term slide as investors favor lower-cost options

Industry report details decades-long trends in expense ratios, 2024 fee movements, and how shifts in advisor compensation have played a role.

By Leo Almazora
LPL Financial’s new CEO Steinmeier gets pay bump but lags Wall Street rivals
INDEPENDENT BROKER DEALERS MAR 26, 2025
LPL Financial’s new CEO Steinmeier gets pay bump but lags Wall Street rivals

But one industry executive believes his pay could catch up over time.

By Bruce Kelly
Senate Majority Leader pushes full repeal of estate tax
RIA NEWS MAR 26, 2025
Senate Majority Leader pushes full repeal of estate tax

The Republican leader's call to end the death tax, part of a long and growing wish list of cuts and reductions, would offer relief to a small but important sliver of America's wealthiest taxpayers.

By Bloomberg
Wall Street bonuses surged 32% to $47.5B last year, NY comptroller says
RIA NEWS MAR 26, 2025
Wall Street bonuses surged 32% to $47.5B last year, NY comptroller says

The 2024 bump in bonuses made for the largest total pool in records going back to 1987, but economic uncertainty and federal changes weigh on this year's outlook.

By Leo Almazora
Dynasty forges RIA custody partnership with Goldman Sachs
FINTECH MAR 26, 2025
Dynasty forges RIA custody partnership with Goldman Sachs

The collaboration gives Dynasty's $105 billion network of over 500 advisors access to new custodial services, asset management, and lending expertise.

By Leo Almazora
Investors turn cold on hottest emerging-market ETF as China back in favor
EQUITIES MAR 26, 2025
Investors turn cold on hottest emerging-market ETF as China back in favor

Record redemptions from the ex-China strategy came as money managers consider Beijing's latest stimulus push and Chinese AI optimism.

By Bloomberg
BlackRock boosts private market ambitions with new model portfolios
ALTERNATIVES MAR 26, 2025
BlackRock boosts private market ambitions with new model portfolios

The "first of its kind" customizable portfolios, offered through a UMA, blend the giant asset manager's private strategies with public market access.

By Leo Almazora
Consumers are turning increasingly gloomy, that's bad for business
RIA NEWS MAR 26, 2025
Consumers are turning increasingly gloomy, that's bad for business

Most CFOs see a US recession within the next year or two.

By Steve Randall
Clients want more advice on savings, but are you giving them enough?
RIA NEWS MAR 26, 2025
Clients want more advice on savings, but are you giving them enough?

Survey suggests the use of digital advice sources may have plateaued.

By Steve Randall
Which US fund brands are the best performers in 2025?
RIA NEWS MAR 26, 2025
Which US fund brands are the best performers in 2025?

Third-part asset managers assessed in annual ranking.

By Steve Randall
Americans' affordability concerns cut across all income levels: Equitable
RIA NEWS MAR 25, 2025
Americans' affordability concerns cut across all income levels: Equitable

Four-fifths of quarterly survey respondents are worried about the costs of living, with inflation emerging as the top financial pain point.

By Leo Almazora
Wells Fargo keeps hiring senior executives for its RIA business
PRACTICE MANAGEMENT MAR 25, 2025
Wells Fargo keeps hiring senior executives for its RIA business

The financial advice industry has waited for years to see if the wirehouse would embrace RIAs.

By Bruce Kelly
Sen. Elizabeth Warren presses Trump SEC Chair nominee Atkins ahead of confirmation hearing
REGULATION, LEGAL & COMPLIANCE MAR 25, 2025
Sen. Elizabeth Warren presses Trump SEC Chair nominee Atkins ahead of confirmation hearing

Paul Atkins pledges to address potential conflicts as the Democratic firebrand's open letter, along with filings around his financial interests, raises questions.

By Leo Almazora