But the proposal doesn't create "open MEPs," as many in the industry had been hoping.
Recruiting effort is latest salvo in bitter rivalry between LPL and Cetera.
Bank says the settlement relates to product sales goals that were eliminated in 2016
Award is the largest penalty for UBS involving the Caribbean island to date.
Industry consolidation continues to drive valuations higher.
Latest SPIVA scorecard contains mostly expected results, but a few surprises, too.
As interest rates on loans rise again, worries grow about defaults and the drag on the economy.
Limits on federal deduction for state and local taxes could put them at a disadvantage in negotiations with free agents.
Asset managers struggle to get investors on board before it's too late.
Firm intends to file counterclaim against two brokers who alleged they lost business in the wake of bank scandals.
Mnuchin says benefit could be a $100 billion investment opportunity for real estate and businesses in distressed areas.
CFP John Chrin runs as a Republican for a House seat in Pennsylvania; Neal Simon, CEO of an RIA, seeks Maryland Senate seat as an independent.
The broker allegedly deposited $270,000 of client money into his own personal bank account.
Deal brings Invesco another $246 billion in assets, as well as high-fee actively managed funds.
Microsoft co-founder's holdings akin to 'a major corporation.'
Private-equity investors continue to drive M&A activity.
Agency to consider 'regulatory options' by September, same deadline for SEC's advice rule.
Departure by Retirement Benefits Group comes on the heels of IFP's decision to start up its own broker-dealer.
LPL has been targeting teams from rivals throughout the year.
In a Finra arbitration complaint, two brokers allege that Wells Fargo's problems damaged their business.
