RIA News

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ADVISOR NEWS REGULATION AND LEGISLATION FEB 20, 2018
Finra orders Hilliard, Lyons and rep to pay $445,000 in compensatory damages

Says firm and broker Christopher Duke Bennett mishandled retirement accounts.

By InvestmentNews
RIAS RIA NEWS FEB 20, 2018
Keep calm and carry on: DC participants appear to take market's volatility in stride

Continuing education about long-term investing likely contributed to participants' behavior, executives said.

By Robert Steyer
RIAS RIA NEWS FEB 20, 2018
Morgan Stanley says biggest hit to U.S. stock market has yet to come

Firm says the recent slide was only an 'appetizer, not the main course.'

By Bloomberg
RIAS RIA NEWS FEB 20, 2018
UBS Survey: Only 10-15% of investors put their cash to work during market pullback

Environment in Washington, national debt and health-care costs seen as top threats to financial well-being by wealthy investors.

By Bloomberg
RIAS RIA NEWS FEB 20, 2018
ESG and impact investing: Do you know the difference?

Impact investing helps advisers to differentiate their practice by providing compelling mandates such as support for resilient infrastructure.

By Mike Faloon and Alex Laipple
ADVISOR NEWS OPINION FEB 20, 2018
The gold medal quality advisers can no longer ignore

Olympic athletes can't afford to let momentary setbacks define their future — and neither can advisers

By Ron Carson
ADVISOR NEWS RETIREMENT PLANNING FEB 20, 2018
Active TDF managers push to compete on fees

Fees are one of the most important metrics for advisers and plan sponsors when selecting TDFs.

By Greg Iacurci
ADVISOR NEWS RETIREMENT PLANNING FEB 20, 2018
Growth in Health Savings Accounts may have stalled, says EBRI

Many accounts are unfunded and not receiving contributions, group finds.

By InvestmentNews
RIAS RIA NEWS FEB 17, 2018
Listen on Google Play

By Carla Flores
RIAS RIA NEWS FEB 17, 2018
Listen on Stitcher

By Carla Flores
RIAS RIA NEWS FEB 17, 2018
Listen on Spotify

By Carla Flores
RIAS RIA NEWS FEB 17, 2018
Listen on Apple Podcasts

By Carla Flores
RIAS RIA NEWS FEB 17, 2018
2017 largest variable annuity providers

Participating issuers, ranked by net assets and new sales.

By Ellie Zhu
ADVISOR NEWS WIREHOUSES FEB 16, 2018
JPMorgan's Dimon extends reign as best-paid Wall Street CEO

Citigroup's Corbat got the biggest raise last year, a 48% increase to $23 million

By Bloomberg
INVESTING LIFE INSURANCE AND ANNUITIES FEB 16, 2018
Indexed annuities' performance may not be what you expect

Advisers should position the products more like fixed income than equities.

By Greg Iacurci
RIAS PRACTICE MANAGEMENT FEB 16, 2018
Morgan Stanley dropping some overseas wealth customers

Move reportedly involves only relatively small international accounts.

By Bloomberg
ADVISOR NEWS RETIREMENT PLANNING FEB 16, 2018
Tough tax season for victims of Social Security hack

Crooks stole their benefits, but the victims received 1099s for reportable income.

By Mary Beth Franklin
ADVISOR NEWS RETIREMENT PLANNING FEB 16, 2018
Social Security underpaid 82% of dually entitled widows and widowers

Agency failed to tell survivors that they could switch to a higher retirement benefit later.

By Mary Beth Franklin
ADVISOR NEWS REGULATION AND LEGISLATION FEB 16, 2018
State securities regulator says states can enforce DOL fiduciary rule

Experts expect more states to follow Massachusetts' lead.

By Mark Schoeff Jr.
ADVISOR NEWS RETIREMENT PLANNING FEB 16, 2018
What's the right number of funds in a 401(k) plan?

There's no hard-and-fast rule, but too many can overwhelm participants and breed bad decisions.

By Greg Iacurci