Adviser allegedly hid the true amount of fees he was charging them, leading the couple to pay $1.2 million more than they thought they were being charged.
Firms pledge more charitable support as assets increase in their ETFs.
Judge dismisses lawsuit, citing lack of specific details to support allegations.
They combine the benefits of active management with liquidity, transparency and cost efficiency.
The landmark ruling in Tibble v. Edison offers lessons and insights into the duties of 401(k) plan fiduciaries. Read on to find out more
Survey of state securities regulators says most cases are undetected until too late.
Andrew Hill in Alpharetta, Ga., affiliates with HighTower.
New report says staff errors resulted in lower payments to widows and widowers.
GOBankingRates report measures how long a million dollars would last for retirees, state by state.
Meanwhile, few brokerages and their trade associations, which blasted the DOL's fiduciary rule in comment letters, are responding to the CFP Board's proposal.
Fixed income and emerging markets are areas where active funds make sense, some experts say.
The worst outcome would be if the regulation is gutted after the review.
Nuances of the 10-years-of-marriage rule and protections from vengeful spouses.
The more comprehensive the view of client finances, the more prudent the advice.
Five tips on how to successfully deliver content and promote your business.
After a decade of activity around the lawsuit, including a hearing before the U.S. Supreme Court, judge rules a prudent fiduciary would have invested in institutional shares.
A central argument against the DOL fiduciary rule is that investors with smaller accounts will be abandoned. But many advisers stand ready to serve them.
Bank of America insider provided tips on major M&A transactions
What if a human adviser dispensed portfolio recommendations based solely on the answers to 10 or 12 written questions?
