Getting a record keeper to fill out a legal document needed to divide a retirement account could cost more than $1,200.
The DOL could propose a delay that would be subject to public comment, or the administration could issue an interim rule seeking delay based on "good cause."
Getting a record keeper to fill out a legal document needed to divide a retirement account could cost more than $1,200
Trump administration could put regulation on hold while courts decide its legality
You can play a large part in helping clients feel better equipped to handle such situations before they happen.
The executive vice president and head of Fidelity's RIA segment is leaving the company at the end of the month.
LPL among the firms to benefit from the expanded distribution of financial advice
Picks up two Merrill Lynch groups with nearly $2 billion in assets; more deals might be on the horizon.
The deals promised tax deductions worth four to four-and-a-half times a person's investment.
Lobbyists say the move could come as soon as Friday afternoon, or Monday, in the form of a directive to acting agency heads to postpone and review regulations that aren't yet operational.
The company's founders, who hail from Financial Engines, have grown the new business to $100 million in assets.
It's likely that a replacement health care plan would have some tax impact, leading to new planning opportunities for financial advisers and their clients.
Allegations include receiving travel, prostitutes and drugs for steering business to two broker-dealers.
Bobby Eugene Guess, who promoted himself as a financial maven through radio advertising and financial seminars, was indicted on charges related to the multi-million-dollar sale of investments in an internet advertising company.
Severance pay does not count, nor do trailing insurance commissions.
Letter to 33 companies asks six questions, including whether they support the delay or would reverse course on changes already implemented if a delay occurs.
And passive once again clobbers active.
Severance pay does not count, nor do trailing insurance commissions.
The firm he founded, Dynasty, is focused on the specialized needs of top RIAs across the country.
Bid/ask spreads fall as volume rises.
