RIA News

Displaying 36702 results
Leadership insights from former President George W. Bush
RIAS PRACTICE MANAGEMENT NOV 08, 2016
Leadership insights from former President George W. Bush

#43 tells it like it is.

By Joe Duran
INVESTING ETFS NOV 08, 2016
American Funds sees the no-load light

Plus: A big warning from Pioneer Investments, ETF company revenues, and another bleak earnings season ahead

By Jeff Benjamin
RIAS RIA NEWS NOV 07, 2016
Stocks rise, bonds fall with gold as Clinton gets FBI boost

Democrat's chances of a U.S. election win increased after FBI said her handling of emails wasn't a crime.

By Bloomberg
ADVISOR NEWS REGULATION AND LEGISLATION NOV 07, 2016
NAFA appeals court victory for DOL fiduciary rule

The Labor Department is coming off a big win, but will the judgment have legs in this appeal and the five other suits still pending against the regulation? <b><i>(More: <a href="//www.investmentnews.com/section/fiduciary-focus&quot;" target="&quot;_blank&quot;" rel="noopener noreferrer">The most up-to-date information on the DOL rule</a>)</i></b>

By Mark Schoeff Jr.
ADVISOR NEWS RETIREMENT PLANNING NOV 07, 2016
Where will Medicare costs go in 2017?

There are some variables under clients' control that they can use to bring down their total Medicare costs.

By Bloomberg
INVESTING MUTUAL FUNDS NOV 07, 2016
Bipartisan support from Democrats and Republicans bodes well for infrastructure investments

Infrastructure mutual funds and ETFs are currently beating the S&amp;P 500.

By John Waggoner
ADVISOR NEWS FINTECH NOV 07, 2016
Technology guide for firms that turn to next gen clients

Adviser offers firm's experience building a business within the business for younger investors

By Matt Cosgriff
Morningstar cuts index benchmarking fees to zero
INVESTING ETFS NOV 07, 2016
Morningstar cuts index benchmarking fees to zero

Through the launch of its Open Indexes Project, the fund tracker is now offering free access to more than 100 global equity indexes and hopes to build a brand as well.

By Jeff Benjamin
Advisers managing $200 million in client assets join Stifel
ADVISOR NEWS INDEPENDENT BROKER DEALERS NOV 07, 2016
Advisers managing $200 million in client assets join Stifel

The Anderson Financial Group will be based in Madison, Wis.

By Grete Suarez
UBS Wealth Management Americas sees record profit in boost from fee-based assets, lending
RIAS RIA NEWS NOV 07, 2016
UBS Wealth Management Americas sees record profit in boost from fee-based assets, lending

Mortgage balances rose 9% and securities based lending portfolios were up 6% from a year ago

By Christine Idzelis
In the wake of the DOL fiduciary rule, will adviser M&A surge?
RIAS RIA NEWS NOV 07, 2016
In the wake of the DOL fiduciary rule, will adviser M&A surge?

Two industry leaders &amp;mdash; Pershing Advisor Solutions CEO Mark Tibergien and Echelon Partners CEO Dan Seivert &amp;mdash; disagree on what impact the regulation will have on the financial advice market.

By Bruce Kelly
ADVISOR NEWS INDEPENDENT BROKER DEALERS NOV 07, 2016
The DOL rule kicks in. Will independent broker-dealers survive?

When the United Kingdom implemented similar legislation a few years ago, about 40% of advisers simply left the business.

By Joe Duran
RIAS RIA NEWS NOV 07, 2016
UBS denies report that it may want to unload its U.S. wealth management group

Unconfirmed New York Post story revives old rumor that Swiss company may want to sell its U.S. brokerage house.

By Christine Idzelis
RIAS PRACTICE MANAGEMENT NOV 06, 2016
Advisory firms redesign their offices to attract millennial clients

Private offices and cubicles are a thing of the past at modern firms. <b><i>(Related read: <a href="//www.investmentnews.com/article/20161102/BLOG09/161109983/seven-technology-trends-shaping-investments&quot;" target="&quot;_blank&quot;" rel="noopener noreferrer">Seven technology trends shaping investments</a>)</b></i>

By Liz Skinner
ADVISOR NEWS REGULATION AND LEGISLATION NOV 06, 2016
Eyes wide shut on DOL fiduciary future

The advice industry is still largely speculating about what lies ahead.

By Ellie Zhu
RIAS RIA NEWS NOV 04, 2016
Here's how much this presidential election really impacts your portfolio

The level of market jitters is pretty normal, despite a recent survey that shows the election is causing U.S. voters high anxiety.

By Bloomberg
INVESTING MUTUAL FUNDS NOV 04, 2016
Little bloodshed in bond market so far as interest rates rise

Despite redemptions, largest bond funds hold up well.

By John Waggoner
RIAS PRACTICE MANAGEMENT NOV 04, 2016
What financial advisers can do when clients make mountains out of molehills

Humans are great at projecting way into the future about something that may or may not happen.

By crichards
INVESTING LIFE INSURANCE AND ANNUITIES NOV 04, 2016
Federal court rejects NAFA attempt to kill DOL fiduciary rule

In the first legal challenge to be decided, judge upholds Department of Labor regulation. <b><i>(More: <a href="//www.investmentnews.com/section/fiduciary-focus&quot;" target="&quot;_blank&quot;" rel="noopener noreferrer">The DOL rule, from all angles.</a>)</i></b>

By Bruce Kelly
AlphaCore mutual fund debut rides a long track record
INVESTING ALTERNATIVES NOV 04, 2016
AlphaCore mutual fund debut rides a long track record

Putting past performance in perspective.

By Jeff Benjamin