Consolidator could add $6.4 billion in assets at a cost of about $70 million.
Distinguishing yourself from life insurance sales people leads to better working relationships and ensures your clients' best interests are served.
Popular radio show host changed his referral program due to 'perceived' regulatory risk among advisers.
The lawsuit is the first among similar cases to proceed to hearings on summary judgment, and may be telling as to how future judges rule.
A fraud investigator shares tales from the dark side of human nature.
Lawson Financial settles with SEC over due diligence in nursing home financings.
Company official says firm is more interested in finding the right talent and locations than meeting targets
The bills are similar to ones introduced in the previous Congress, but failed to pass commitee.
Latest adviser satisfaction study finds most younger investors are dissatisfied.
Big disappointments if $1 trillion spending plan doesn't pan out.
Financial industry opponents continue their losing streak in court
Regardless of whether the fiduciary rule is ultimately repealed, advisers say it is becoming more popular among consumers.
Firms see gains in recruitment, retention and productivity, Cerulli finds.
Broker in Trinity, Fla., managed $106 million in assets.
But the Labor Department says 'there is little basis for concluding that advisers need still more time before they will be ready to give advice that is in the best interest of retirement investors.'
Robo adviser's president Eli Broverman departs to build new firms
Minneapolis-based RIA manages $515 million in assets.
ProFinder not digging up many new clients for financial advisers.
