JGP Wealth Management in Portland, Ore., partners with Fidelity.
Boston-based Phil Closuit joins the firm's employee broker-dealer.
New York RIA, which began as CPA firm, maintains tax orientation as a wealth manager.
His 'Why I left LPL' webinar argues that conditions at the broker-dealer have gotten worse, not better, over the past year
Founder of $31.2 billion firm exits after a divorce dispute.
The increasing use of asset-based fees has solidified the relationship between advisory firms' fortunes and financial markets.
Firm started as a regional brokerage in 1898; deal aids succession planning.
Says Yorba Linda, Calif.-based RIA allocated profitable trades to owner, losers to clients.
As firms have grown, advisers have embraced working on their businesses as a critical skill set that makes their lives better.
Olympic athletes can't afford to let momentary setbacks define their future — and neither can advisers
Brokerage firms would no longer be able to charge reps for supervising nonaffiliated RIAs.
Getting a valuation from a third-party firm can be costly and complex.
Advisers should carefully scrutinize the package they're offered for moving their practice to a new firm.
Mercer pushes total assets over $12 billion as it expands presence in the Southeast.
Tibor Klein also will pay $20,000 fine for trading on 2010 Pfizer acquisition.
State-registered RIAs would have to provide fee table for greater transparency
Temperance Partners now owns minority stake in $2.8B Los Angeles RIA.
Robos' growing popularity and the size of the market sell-off combined for a one-two punch.
Executives representing RIAs and brokers said they expect to see the SEC come up with a proposal this year, but not adoption.
RIA that was sued by asset manager wins case on appeal
