Plus, a $400 million Commonwealth team departs to launch an independent family-run RIA in the East Bay area.
Wealth tech veteran Aaron Klein speaks out against the "misery" of client meetings, why advisors' communication skills don't always help, and AI's potential to make bad meetings "100 times better."
Innovation and regulation often produce friction in financial markets, maybe even fireworks. But financial advisors are applauding the SEC's latest move on financial tokens - so far.
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"By the end of the decade, tokenization will be the dominant investment platform in the industry, far eclipsing ETFs," Lifetime Achievement Award winner Ric Edelman tells InvestmentNews. "ETFs as we know them today really won't exist in five years."
The latest snapshot report reveals large firms overwhelmingly account for branches and registrants as trend of net exits from FINRA continues.
The $420 million RIA in Auburn Hills and Ann Arbor gives Credent its second and third Michigan locations while pushing it closer to $4 billion in AUM.
Consolidation continues in US wealth management industry.
Research shows advisors in the Aloha State could see more than $900 million in client assets on average, while fierce competition places New York near the bottom in state rankings.
Former CBIZ chief investment officer Anna Rathbun wants her new Cleveland-based Grenadilla Advisory to treat clients with the same "compassion and connectivity" she shares with audience members as a singer of classical music.
LinePoint's leadership hire from Rockefeller, who's taking a COO and CCO role at the firm, brings more than 20 years of industry experience.
Wealth managers are being forced to unpack President Trump's One Big Beautiful Bill to clients. Here are some of the things they are saying.
The latest firm to adopt the Carson Wealth brand in Colorado marks the RIA's 15th deal in 2025 while adding $608 million in assets.
Wealth managers expand their footprints across the US.
Justin Herndon talked with InvestmentNews about the unique position Thrivent is in to continue its pursuit of growth.
With another three weeks of tariff threats and negotiations ahead, small business clients will have to respond depending on exit timelines and specific industries, among other factors.
Wealth managers weigh in on their bond strategies as Fed Chairman Powell appears to be holding on rate cuts this summer.
The registered broker-dealer and RIA is 75% employee owned and advises on $3.5 billion in assets with no plans to court private equity. "We do not view PE as aligned with the long-term culture we’ve worked hard to build," CEO Jameson McFadden says as Wellington Shields celebrates 100 years.
Homrich Berg announces latest hire as it expands into South Carolina.
Modern Wealth's latest deal for a California-based fee-only RIA marks its fourth acquisition of 2025.
