Regulator reveals three candidates for small-firm seat, as well as other nominees; some hot topics
Morgan Stanley's earnings were down 50% in 2Q; MSSB's average annual revenue per rep now at $775K
But according to police in Beverly Hills, one adviser may not fully grasp this concept. They claim the UBS broker has shot out 70 office windows in the area using a slingshot filled with marbles.
Head count on the rise; average annualized revenue now at $915K
Wirehouse revives advertising icon in new TV campaign; 'symbol of strength and optimism'
William Bruen Sr., William Bruen Jr., and Andrew Bruen, a three-generation team of financial advisers managing over $500 million in assets, left Morgan Stanley Smith Barney LLC for UBS Wealth Management last week
Brokerage generated 11% profit margin in Q1, still well below its stated goal; more work ahead
Brokerage agrees to pay nearly $3M fine to settle Finra enforcement action; 'improper coding' blamed
Recent exits may boil down to one word: Technology.
Bank of America sharpens Merrill Edge by adding 10 actively managed portfolios
Which brokerage has the top stock pickers?
50% drop in broker comp makes the case for going independent
Morgan Stanley boss preparing for possible major downgrade by Moody's; hanging out there in the wind
Say clients like having assets at a AAA rated bank
Stock regains some ground, but still trading at under $13; ratings cut looms
Roll out of new technology problem sees plenty of glitches; large undertaking
UBS Wealth Management records another solid quarter under ex-Merrill big — but compensation's a hot topic right now for the bank's shareholders
