Managed accounts sold by advisers deflect trend toward lower-fee money management as brokers work to maintain profits: Cerulli.
A former Morgan Stanley broker altered his clients' phone numbers in the firm's system before leaving for Ameriprise, according to a lawsuit
Morgan Stanley won't face Federal Trade Commission action as a result of a data breach that compromised information of some 350,000 clients.
John Thiel's outspoken support of a best-interest standard and the Labor Department's effort puts pressure on peers. <i>(See also: <a href="http://www.investmentnews.com/article/20150414/FREE/150419976/labor-department-proposes-controversial-fiduciary-rule" target="_blank">DOL proposes controversial fiduciary rule</a>)</i>
Training session did not include discussion of fiduciary requirements when commission-based assets are moved to fee-based accounts
JPMorgan is seeking a restraining order against six brokers for allegedly contacting clients and defaming the company.
Morgan Stanley chief James Gorman gets 87% approval rating on Glassdoor.com, tops among wirehouse CEOs. The firm ranked third on Vault.com among the 50 'best' banking companies in terms of quality of life and prestige.
Declines in transaction revenue and slower growth in fee revenue hampered performance.
Currency-hedging ETF strategies are a no-brainer: Merrill Lynch portfolio manager
Agency says wirehouse executed short sales in some stocks even when supply fell short.
A 33-year veteran,Thomas Buck won't fight the wirehouse's allegations and is looking to move on after his sudden, unexpected termination
As markets thrive and wealth management becomes a focus at major firms, brokerage execs like Morgan Stanley's Greg Fleming enjoy bigger paydays.
Industry adds jobs in New York City for the first time since 2011.
New Hampshire Bureau of Securities Regulation says B-Ds do not 'fully understand' how to comply with telemarketing rules.
ETF managers may look to broker-dealers to 'lower the veil' covering advisers.
The straitlaced wirehouse pulled the plug on this 10-minute spoof of the popular "Hunger Games" series. But did it go too far? You decide.
Cerulli study suggests quantitative manager selection and staying invested during downturns helps home offices outperform advisers.
Nontraditional investment could benefit from long-term trends, values-based investing: CIO Bartels.
Lynnda Speer, widow of a Home Shopping Network co-founder, alleges excessive trading and negligent supervision by Morgan Stanley in an arbitration claim.
