Women Advisor Community

Displaying 773 results
Citi names Jane Fraser CEO
YOUR PRACTICE PRACTICE MANAGEMENT SEP 10, 2020
Citi names Jane Fraser CEO

She will succeed Michael Corbat and become the first woman to run a major global bank

By Bloomberg
Building a better asset management industry requires more women and minorities
YOUR PRACTICE PRACTICE MANAGEMENT SEP 09, 2020
Building a better asset management industry requires more women and minorities

Asset management is a 'great career for women' from logistics perspective, speaker says

By Jeff Benjamin
West Virginia securities official Lisa Hopkins to head NASAA
YOUR PRACTICE PRACTICE MANAGEMENT SEP 02, 2020
West Virginia securities official Lisa Hopkins to head NASAA

The new president plans to focus on SEC’s exempt offering framework, diversity and inclusion issues

By InvestmentNews
Why 2020 is a good year to give
YOUR PRACTICE OPINION AUG 28, 2020
Why 2020 is a good year to give

Existing tax laws, the CARES Act, and election year uncertainty make it wise to be generous now in support of extraordinary needs

By Kim Laughton
Reaching the next generation of investors via ESG
YOUR PRACTICE OPINION AUG 28, 2020
Reaching the next generation of investors via ESG

Given the growing interest in ESG, rules and regulations that seek to restrict ESG investments are short-sighted and ultimately negatively impact investors

By Christine Hurtsellers
Advisers need to address gender stereotypes about women: Merrill
YOUR PRACTICE PRACTICE MANAGEMENT AUG 26, 2020
Advisers need to address gender stereotypes about women: Merrill

The time for the industry to fully address the negative financial experiences of women is long overdue, according to a new study

By Nicole Casperson
Investing after the 'great reset'
YOUR PRACTICE EQUITIES AUG 25, 2020
Investing after the 'great reset'

Kara Murphy of Goldman suggests reviewing risk tolerance and focusing on traditional asset classes

By Mary Beth Franklin
Merrill Lynch releases adviser diversity data
YOUR PRACTICE PRACTICE MANAGEMENT AUG 21, 2020
Merrill Lynch releases adviser diversity data

Andy Sieg reports thundering herd's adviser pool includes 21% women and 23% ethnically diverse professionals

By Liz Skinner
Wendy Lanton, Jim Nagengast elected Finra governors
YOUR PRACTICE REGULATION AND LEGISLATION AUG 10, 2020
Wendy Lanton, Jim Nagengast elected Finra governors

Lanton represents small firms; Nagengast reelected to represent large firms

By InvestmentNews
Apex Clearing names Tricia Rothschild president
YOUR PRACTICE PRACTICE MANAGEMENT AUG 06, 2020
Apex Clearing names Tricia Rothschild president

Rothschild spent 26 years at Morningstar, where her final position was chief product officer

By InvestmentNews
Senate committee approves SEC nominees Peirce, Crenshaw
YOUR PRACTICE REGULATION AND LEGISLATION AUG 05, 2020
Senate committee approves SEC nominees Peirce, Crenshaw

The pair now head to the Senate floor for a confirmation vote

By Mark Schoeff Jr.
Turning chaos into prospects
YOUR PRACTICE PRACTICE MANAGEMENT AUG 04, 2020
Turning chaos into prospects

More than 300 attendees tune into InvestmentNews' virtual Women Adviser Summit

By Mary Beth Franklin
The future of wealth management is female
YOUR PRACTICE RIAS JUL 29, 2020
The future of wealth management is female

Unprecedented asset shift to women expected within the decade

By Mary Beth Franklin
An eye on tomorrow
YOUR PRACTICE PRACTICE MANAGEMENT JUL 26, 2020
An eye on tomorrow

Nominations close Sept. 7 for the sixth annual Women to Watch recognition program

By George Moriarty
Female trio managing $280 million at UBS moves to Alex. Brown
YOUR PRACTICE BROKER DEALERS JUL 24, 2020
Female trio managing $280 million at UBS moves to Alex. Brown

The veteran advisers, natives of Venezuela, are based in Miami

By InvestmentNews
TD's Dani Fava joins Envestnet as Schwab merger looms
YOUR PRACTICE FINTECH JUL 22, 2020
TD's Dani Fava joins Envestnet as Schwab merger looms

More top-level departures are expected as the $26 billion megamerger draws nearer

By Jeff Benjamin
Her Success Matters: Mindy Diamond
YOUR PRACTICE WOMEN ADVISOR COMMUNITY JUL 17, 2020
Her Success Matters: Mindy Diamond

Recruiting powerhouse Mindy Diamond and InvestmentNews CEO Christine Shaw talk about how female CEOs can empower the next generation of women advisers to step into leadership roles

By InvestmentNews
Make growth of your advisory business a pandemic silver lining
YOUR PRACTICE PRACTICE MANAGEMENT JUL 17, 2020
Make growth of your advisory business a pandemic silver lining

When dissatisfied clients look for a new financial adviser, will they find you?

By Liz Skinner
All-female team managing $500 million drops Morgan Stanley for Sanctuary Wealth
YOUR PRACTICE RIAS JUL 02, 2020
All-female team managing $500 million drops Morgan Stanley for Sanctuary Wealth

The advisers are the first breakaway team Sanctuary has picked up from the wirehouse this year

By Nicole Casperson
U.S. Bank taps veteran wirehouse exec to head advisory unit
YOUR PRACTICE PRACTICE MANAGEMENT JUN 18, 2020
U.S. Bank taps veteran wirehouse exec to head advisory unit

Beth Lawlor was named president of the bank’s private wealth management business

By InvestmentNews