Regulation And Legislation

Stifel star broker, Chuck Roberts, leaves firm under cloud of investor complaints

Stifel star broker, Chuck Roberts, leaves firm under cloud of investor complaints

Stifel – so far - is on the hook for more than $166 million in damages, legal fees and settlements in investor complaints involving Roberts, a 35-year industry veteran.

RIA News

LinePoint and Washington Trust Wealth Management add new leadership and advisory talent

LinePoint's leadership hire from Rockefeller, who's taking a COO and CCO role at the firm, brings more than 20 years of industry experience.

Practice Management (GoRIA)

Temporary or permanent? Advisors break down Trump's One Big Beautiful Bill

Wealth managers are being forced to unpack President Trump's One Big Beautiful Bill to clients. Here are some of the things they are saying.

Fixed Income

Treasuries dip ahead of 30-year bond sale

Yields on longer-maturity government bonds rose slightly as the Treasury looks to auction $22 billion of 30-year debt.

RIA News

$42B Carson Group acquires Aveo Capital, expanding Rocky Mountain footprint

The latest firm to adopt the Carson Wealth brand in Colorado marks the RIA's 15th deal in 2025 while adding $608 million in assets.

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SPONSORED How advisors can build for high-net-worth complexity

Orion's Tom Wilson on delivering coordinated, high-touch service in a world where returns alone no longer set you apart.

SPONSORED RILAs bring stability, growth during volatile markets

Barely a decade old, registered index-linked annuities have quickly surged in popularity, thanks to their unique blend of protection and growth potential—an appealing option for investors looking to chart a steadier course through today's choppy market waters, says Myles Lambert, Brighthouse Financial.

Trending Topics

iCapital secures $820M in latest funding, hits $7.5B
Fintech

iCapital secures $820M in latest funding, hits $7.5B

The giant alt investments platform's latest financing led by T. Rowe Price and SurgoCap Partners, along with State Street, UBS, and BNY, will fuel additional growth on multiple fronts.

Merrill Lynch on the hook for $3.7M after clients claimed sale of unsuitable private equity
Wirehouses

Merrill Lynch on the hook for $3.7M after clients claimed sale of unsuitable private equity

Some investors recently have seen million dollar plus decisions by FINRA arbitration panels involving complex products decisions go their way.

US stock futures slip over trade policy uncertainty
Equities

US stock futures slip over trade policy uncertainty

Traders are seeking a new catalyst to fuel equities.

OPEC says oil will continue to expand through 2050
Alternatives

OPEC says oil will continue to expand through 2050

Despite move to cleaner fuels, trade body expects growth.

Regional bank shares rally may face correction, warn strategists
Equities

Regional bank shares rally may face correction, warn strategists

Earnings season could be set to disappoint investors.

Small business retirement plan options on the rise, says Ascensus CEO
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Videos

Small business retirement plan options on the rise, says Ascensus CEO

David Musto, CEO of Ascensus, sits down with InvestmentNews anchor Gregg Greenberg to highlight the challenges faced by small businesses seeking to offer retirement plans to employees, as well as ways to overcome them.

BlackRock strategist explains why bond ETFs are seeing massive inflows
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Videos

BlackRock strategist explains why bond ETFs are seeing massive inflows

Dhruv Nagrath, director of fixed income strategy at BlackRock, sits down with InvestmentNews anchor Gregg Greenberg to discuss the massive inflows into fixed income ETFs so far in 2025, as well as the forces driving them.

How Robinhood bridges the gap between retail investing and private wealth services
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Videos

How Robinhood bridges the gap between retail investing and private wealth services

Steph Guild, chief investment officer at Robinhood, sits down with InvestmentNews anchor Gregg Greenberg to discuss how Robinhood is bridging the gap between everyday investors and private wealth services.

Nuveen strategist highlights top second half portfolio construction trends
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Videos

Nuveen strategist highlights top second half portfolio construction trends

Brian Griggs, head of portfolio strategy & solutions at Nuveen, sits down with InvestmentNews anchor Gregg Greenberg to highlight the top portfolio construction themes and trends heading into the second half of 2025.

Wealth management M&A not slowing down. Here's why
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Videos

Wealth management M&A not slowing down. Here's why

Martine Lellis, principal M&A partner development at Mercer Advisors, sits down with InvestmentNews anchor Gregg Greenberg to highlight the forces driving another record year for M&A in the wealth management business.

Vestwell CEO: America facing "new savings crisis"
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Videos

Vestwell CEO: America facing "new savings crisis"

Aaron Schumm, Founder and CEO at Vestwell, sits down with InvestmentNews anchor Gregg Greenberg to highlight America's "new savings crisis" and how Vestwell intends to solve it.

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