Advisor News

Displaying 28311 results
FIXED INCOME SEP 09, 2012
Maneuvering through the muni-market minefield

By MFXFeeder
RETIREMENT PLANNING SEP 09, 2012
$3B acquisition of REIT sets 'speed record'

By Jeff Benjamin
RETIREMENT PLANNING SEP 09, 2012
Help clients determine best age to retire using checklist

By Mary Beth Franklin
RETIREMENT PLANNING SEP 09, 2012
Celeb strategist with national radio show misled prospective clients, SEC says

By Liz Skinner
REGULATION, LEGAL & COMPLIANCE SEP 09, 2012
Training firm boss misappropriated exam questions: Finra

By DJAMIESON
Tougher Dodd-Frank fiduciary standard for brokers runs aground
REGULATION, LEGAL & COMPLIANCE SEP 07, 2012
Tougher Dodd-Frank fiduciary standard for brokers runs aground

SEC scheduled to meet this week with advocates including Bogle

By Bloomberg
Bogle, Volcker look to get fiduciary rule back on track
REGULATION, LEGAL & COMPLIANCE SEP 07, 2012
Bogle, Volcker look to get fiduciary rule back on track

Signing declaration supporting universal standard of care

By Mark Schoeff Jr.
REGULATION, LEGAL & COMPLIANCE SEP 07, 2012
Drip...drip...dr: Slow going on fiduciary duty, adviser oversight

By Mark Schoeff Jr.
RETIREMENT PLANNING SEP 06, 2012
Working longer no lock for comfortable retirement

Even though their savings are depleted, many clients still think they can have a comfortable retirement -- as long as they work a few years longer. They might want to rethink that plan.

By Darla Mercado
Secret weapon for maxing out Social Security? Your spouse
RETIREMENT PLANNING SEP 06, 2012
Secret weapon for maxing out Social Security? Your spouse

With the right elections, married couples can dramatically up their payouts

By Mary Beth Franklin
RETIREMENT PLANNING SEP 06, 2012
Genworth latest to rein in LTC insurance offerings

By Darla Mercado
REGULATION, LEGAL & COMPLIANCE SEP 05, 2012
Adviser with national radio show misled prospective clients, SEC says

Regulator claims "Buckets of Money" strategy not backtested

By Liz Skinner
REGULATION, LEGAL & COMPLIANCE SEP 05, 2012
Training firm boss 'misappropriated' exam questions: Finra

Finra claims a consultant's employees took tests to help prep clients on what would be asked in later exams.

By DJAMIESON
RETIREMENT PLANNING SEP 05, 2012
Hartford pressured to cash out VA holders

By Bloomberg
The Hartford would take its lumps in cashing out VA holders
RETIREMENT PLANNING SEP 05, 2012
The Hartford would take its lumps in cashing out VA holders

Major upfront expense needed to get out from under 'ungodly' liabilities

By John Goff
$790M team jumps to Merrill after four months at Barclays
WIREHOUSES SEP 05, 2012
$790M team jumps to Merrill after four months at Barclays

Celenza, DiGioia make quick exit from U.K. bank after 11 years at Smith Barney; location, location, location

By AOSTERLAND
INDEPENDENT BROKER DEALERS SEP 04, 2012
HighTower still hot, snags $1B team

Dillig Group exits Credit Suisse; eighth recruiting win for HighTower this year

By DJAMIESON
How you can collect on your ex
RETIREMENT PLANNING SEP 04, 2012
How you can collect on your ex

Answers to some questions about Social Security claiming strategies for divorced spouses.

By Mary Beth Franklin
WIREHOUSES SEP 04, 2012
HighTower's Weissbluth: Wirehouses are like Proctor & Gamble

By John Goff
Cetera closes deal for Genworth
INDEPENDENT BROKER DEALERS SEP 04, 2012
Cetera closes deal for Genworth

Cetera Financial Group completed the acquisition of Genworth Financial Investment Services yesterday.

By AOSTERLAND