A new Oath survey finds inflation is retirees' top concern in 2026, but most remain stable — the real gap is planning for life beyond the portfolio.
Two wealth management deals announced this week signal continued M&A momentum, with Sequoia targeting tax planning depth and Simplicity scaling in the Mid-Atlantic.
The practice brings $700 million in client assets and opens a new Northeast office for the California-headquartered firm.
Founder-led 32 North Wealth brings four partners to the hybrid RIA while extending its record of attracting Wells Fargo breakaways.
Firm admits repeated Bank Secrecy Act violations after regulators say it missed the same kind of wire-monitoring failures flagged in 2018.
The proposals extend a wave of regulatory relief in 2026 that has already loosened capital requirements for community banks.
The advisor marketing platform is expanding its leadership team to accelerate enterprise sales and AI-driven compliance tools.
Why “one big pool of money” needs predictability—and a plan.
Advisor recruiting climbed to its strongest pace in nearly two years, while CEO Richard Steinmeier said the firm has "cleared the decks" for bigger institutional deals.
The combinations involving MirrorWeb and AdvisorRankings illustrate how AI is reshaping both wealth firm operations and wealthtech platforms' business models.
New 5-in-1 onboarding tool aims to cut subscription paperwork as advisor demand for private markets accelerates.
Connecting unique offerings with a specific client niche is a sure path to advisor satisfaction and success – but it all has to start with an intentional strategy.
The deal marks the independent wealth management firm's first footprint in Alabama, expanding its national RIA acquisition strategy.
A 14-person Boston-based team ranked among the nation's top institutional consultants joins Merrill Private Wealth Management.
Artificial intelligence is no longer just reshaping investment portfolios, it is reshaping the litigation landscape around them.
Two established wealth management teams head to RBC Wealth Management and Raymond James respectively.
RIA custodian TradePMR hit $50 billion in AUM as Robinhood launched its advisor referral network earlier this year.
The California-based veteran advisors are joining RayJay's employee advisor channel as billion-dollar-plus moves continue to reshape the independent channel in 2026.
Jonathan Hudacko, the founder behind Vanguard's first-ever acquisition, is now targeting AI tax planning for advisors.
A whistleblower has alleged systemic pressure on mortgage staff to approve suspect loans
