The bankrupt fintech platform, which had drawn users seeking access to pre-IPO shares of tech startups, claims a last-minute breach of contract threatens to delay recovery for more than 13,000 defrauded customers.
Appointment extends a run of senior hires as Northern Trust builds out complex-wealth services for entrepreneurs and multigenerational families.
Agency notice opens comment period on the federal match as retirement experts weigh the program's reach for underserved savers.
A sweeping ‘superintelligence manifesto’ arrives as firm’s free cash flow craters 91%, raising hard questions for wealth managers about the company's near-term investment case.
How advisors can close the experience gap as clients demand more from their firms.
Industry veteran and chair of $62M RIA will help shape the tech business’ growth strategy.
The numbers show a worrying trend – should we be concerned?
Authorities investigate the death of Mohamed Coulibaly weeks after a Barron's report detailed his alleged fraud targeting ex-NFL players.
Also, Kestra welcomes an experienced $240 million Hightower Advisor, while $38 billion indie RIA Oxford Financial adds a managing director to its Grand Rapids, Michigan office.
UBS wins clawback of bonus money from advisor recruited from First Republic.
New LIMRA data show most pre-retirees seek protected retirement income yet lack updated plans, exposing an advice and adoption gap.
Abry Partners exits after three years as the wealth manager expands family office and tax advisory services.
As the industry logs record-high profits alongside anemic organic growth, it's time to ask whether firms have permanently lost their business development muscle.
Two former MoneyLion executives, with roots at Merrill Lynch and Barclays Wealth, are betting that fragmented data is costing advisory firms more than they realize.
A settlement between the two RIAs requires 14 days' resignation notice and bans solicitation of former clients for a year after departure.
The incoming four-advisor team, including a father-daughter duo, marks a sizeable addition to the firm's employee advisor channel in Pennsylvania.
OneAmerica Financial's logo debuts on Team USA competition suits next week — the latest step in a multi-year sponsorship focused on community, financial education, and high-profile events such as the Olympics.
A trade-secret claim topping a billion dollars anchors the fight
Nearly one in five U.S. adults have turned to AI for financial guidance, but almost none trust it fully — and Edward Jones' David Chubak says that gap is good news for advisors
Two advisory teams managing nearly $1 billion in assets have moved platforms, expanding the cohort of independents.
