Here are the financial technology products gaining the most traction among advisers, based on the portion of firms that said they plan to add the solution in 2022.
Hybrid work can support growth and stronger client relationships if firms intentionally pursue those outcomes.
Brokerage and fund trade associations caution against limiting the market for retail customers. Consumer group and state regulators say more oversight is needed to protect investors.
The latest round, led by Franklin Templeton and Motive Partners, brings Tifin's valuation to $842 million.
Plan advisers will be able to use Envestnet's retirement plan tools on the Kestra platform.
Fidelity wants to make it easier to allocate 401(k) assets into Bitcoin, while the Department of Labor is warning plan fiduciaries to be extremely careful about using crypto.
SEC Chairman Gary Gensler warns that the products “can pose risks even to sophisticated investors, and can potentially create systemwide risks by operating in unanticipated ways."
New clients are both the key to growth and to insulating a firm's revenues against a declining market.
The April report on consumer prices suggests inflation could result in an 8.6% cost-of-living adjustment to next year’s benefits.
How should firms organize, develop and manage their operations to ensure continued success as they grow?
Women are underrepresented in the advice industry, but at some independent broker-dealers, they make up a significant portion of the producing reps.
Orion Advisor Solutions is expanding its TAMP capabilities by acquiring TownSquare Capital, a boutique investment and trading firm.
The move will allow CI Financial to provide trust solutions to high-net-worth and ultra-high-net-worth clients.
But as the year goes on, the current market volatility is likely to cause the number of arbitration cases to spike.
CFTC Chairman Rostin Behnam says his agency would be a tough regulator for crypto market.
The collapse of Archegos Capital Management shows a need to rethink some of the agency’s rules, Rostin Behnam says.
The broker-dealer self-regulator projects a drop in corporate filings and market trading volume, which will reduce its fee income.
Participants in their 20s have more than half their retirement plan assets in the funds, a study by ICI and EBRI shows.
Effort will help client companies manage disability leaves, other workplace absences and reduce administrative burden for human resources staff.
Less than half of advisers are keeping track of how many of their prospects become paid clients.
