The guaranteed returns stopped. The excuses didn't.
Governor outlines a push for greater transparency in bank supervision and capital rules, signaling potential impacts for lending conditions, financial markets and investor stability.
Strategic backing delivers capital, infrastructure and institutional resources for growth for former UBS advisors.
New suite targets long-standing pain points around risk modeling, data reconciliation, and advisor competency in digital assets.
Jump and Avantos each raised big funding rounds this week, marketing themselves as “AI-native operating systems” for advisors at top RIAs and custodians—counting Mercer, Merit, Focus Financial Partners, SEI and Vanguard as early adopters.
It's the era when artificial intelligence software is replacing back office jobs.
Scott Brown’s will oversee Morningstar Direct, data feeds, and advisory tools as the firm continues to build unified intelligence around public and private market analytics.
Also, Orion and Nitrogen have each announced strategic integration updates that could strengthen their support for retirement-focused advisors.
Deal expands retirement plan consulting reach while keeping staff, clients and services intact ahead.
Data shows advisors increasingly converting plan participants into clients.
The new rule would give certain funds an additional 15 days to file monthly portfolio-related reports, and would reverse the 2024 shift to publication more frequent than quarterly.
Wealth management firm’s business advisory arm adds business reputed for financial intricacies of the music business.
Wells Fargo has also extended its reach in Alabama with another UBS defection, while Cetera welcomes a breakaway advisor from the wirehouse.
“The pipeline continues to grow and we will see more announcements in the coming months,” said Tyler Vernon, managing principal at Merit Financial.
Regulator’s affirmation follows an eyewatering level of wagers on the Super Bowl.
Fed official says inflation risks persist and cautions AI won’t justify lower interest rates.
The $15 billion RIA’s new AI Analyst scans client data to flag tax risks, cash imbalances, market exposure and life events, giving advisors a head start on client outreach. Farther's investors include CapitalG, a fund from Google's parent company Alphabet.
The new interpretations address moving an offering between intermediary platforms; issuer eligibility where Exchange Act reporting has ended; how the 12 month crowdfunding offering cap is measured; and other definitions and filings.
Real advisor names, AI deepfake videos, and a 94% single-day crash — all allegedly connected.
He ranked in the top ten and accumulated nearly $900 million in assets. Then he asked for help — and lost his job.
