Northeastern states argue cap will cause devastation, but recent tax filings show revenue increases in New York and New Jersey.
These tools could help advisers improve ROI.
Sales of high-commission notes and private placements were at issue.
The largest IBD in the country has agreed to buy a small broker-dealer in Florida to kick off the new effort.
Collective investment trusts also have the potential to fuel a new wave of lawsuits against advisers.
The information exposed includes names, addresses, dates of birth and Social Security numbers.
Firm is offering advisers upwards of three times prior year's revenue to move.
Under the proposal, investment advisers would have to establish written policies to safeguard client data.
Kathryn Brown says the position has made every other role at Morton Brown Family Wealth more productive and has transformed their platform from data storage into data action.
High-ranking, bipartisan members of the House Financial Services Committee back the legislation
Plaintiff's lawyer says junk bonds, futures contracts and derivatives were inappropriate for his clients.
Bucking industry trends, North Capital thinks evisor can be a low-cost alternative to existing financial planning tools.
'Portability' allows a surviving spouse to tack on the decedent's exemption to his or her own. Despite the higher threshold for paying estate taxes in the 2017 tax law, experts recommend filing for the benefit.
To combat fee compression, many look to diversify their businesses.
Demand for new revenue sources points to relationships
CAPTRUST CEO discusses acquisitions and recruiting in the retirement space, and his biggest concerns
Private-equity firms lead new set of big buyers.
It's vitally important to develop new leaders who expect diversity and inclusion to be a core part of company strategy
Pressure mounts for smaller firms, as benefits of scale become more important.
Because after all, advisers are the most informed constituents to weigh in.
