Arguments are scheduled for January 2026, ensuring Cook will serve through the end of this year’s remaining Fed policy meetings.
The latest quarterly surge puts the industry on pace to exceed 300 transactions in 2025, according to Devoe.
Elsewhere, a deal in Florida gives Ashton Thomas Private Wealth a new CIO, while Moneta expands its reach further into Colorado.
Betterment at Work's senior director of investing, Mindy Yu, warns of underutilization.
Summit Financial CEO Stan Gregor explains how decisions around cost-cutting, growth, product launch, and company culture should all be measured against one yardstick.
Failure to resolve federal deadlock by midnight could stall IPO approvals, limit SEC activity, and delay jobs data, while Social Security and essential services continue.
Michael P. Raineri, 63, stole $531,411 from a client's trust account over about six years, according to the U.S Attorney's office.
Rather than product pushing and hard selling, the advisors of tomorrow must earn female clients' trust by opening relationships and collaborating to understand their vision.
New SEC measures seek to lower the financial burden of the Consolidated Audit Trail, following years of rising costs and legal challenges.
Elsewhere, Raymond James attracts more Commonwealth teams, Wells Fargo adds nearly $1 billion with UBS and JPMorgan defections, and Baird welcomes a veteran advisor from Edelman.
The Torrance, California-based consolidator's newest strategic minority investment, marking a first for Ares, will help advance the RIA's talent acquisition, M&A strategy, and other priorities.
The fund did not initially win shareholders’ approval during a first round of voting that was tallied on September 4.
Palo Alto firm is the latest fintech to view public listing for next-stage growth.
As private market products surge, experts say standardization and strong partnerships will be crucial to sustainable AI adoption for advisors.
COO says since its summer transition to Cambridge Associates, the hybrid RIA has welcomed several teams representing $634 million in combined client assets.
Almost half in a recent survey called stock plans a "must-have," with equity comp being used to help with retirement, education expenses, and debt payments.
CEO says the top-ranked Canadian bank, which could theoretically scoop up a business as large as Schwab, has several "high-quality wealth franchises" in its sights.
The regulator's impending response to a 2023 application by Dimensional Fund Advisors could open the door to a broader boom of dual share-class mutual fund products.
The leadership styles of women executives speak loud volumes about workforce change, as well as what they expect from a financial advisor.
The Securities and Exchange Commission is inviting feedback on regulatory barriers as it considers changes to revive RMBS and asset-backed securities offerings.
