As fintech giants move from digital into brick-and-mortar spaces, the wealth industry is reaffirming that in a world of automation, trust still lives across the table
The former managing editor of InvestmentNews was the epitome of decency and integrity.
They paid $25K to settle fraud charges. Now the SEC wants them banned from the industry entirely.
Sources tell InvestmentNews the SEC is sharpening its focus on how RIAs disclose payments connected to third-party ratings, warning that omissions can be misleading.
Move would sweep many more RIAs and funds into the “small entity” bucket, potentially reshaping how the federal securities regulator designs new rules.
Report finds advisor effectiveness hinges on sentiment, not just strategy.
Financial strain is reshaping Gen Z’s health, careers and retirement outlook, survey shows.
The Nvidia chief’s support for a one-time levy puts him at odds with fellow tech moguls, some of whom are reportedly exiting the state.
LPL Financial's Jared Fingeret sees a gap in the market for smaller advisors seeking minority investments and capital for growth, and the firm is positioning to fill it.
AI tools are highly complex and may be flawed, hallucinate and reflect biases, according to Merrill.
A veteran adviser pushes back on default portfolio rules and buzz-fueled bets.
Also, a Rhode Island-based UBS team hops to another wirehouse, and another LPL veteran has defected to Cetera in Connecticut.
The alleged scheme involved fake press releases and doctors impersonated via spoofed emails.
Declining distribution rates at some BDCs didn’t help either.
Strong dealmaking landscape in the wealth management space begins 2026 unabated.
New token backed by Treasuries tests whether public oversight can reshape the stablecoin market.
DC plan participants show strong interest in alternatives and tech but want human guidance.
The move adds an 11-person ensemble to Wells Fargo’s independent network in Long Island as it continues to court elite advisory teams.
Underwritten by a $350 billion valuation, the potential fresh backing from GIC and Coatue would add to pre-existing commitments from Microsoft and Nvidia to invest in the startup.
At a moment when confidence in institutions is fragile, wealth advisors who lead with a clear purpose—and live it consistently—are finding that trust still compounds.
