Two key GOP congressmen blast SEC regulation of private funds, claim the agency is protecting fat cats at expense of ordinary investors. Focus on RIAs, they say.
How a new tax law could affect your retirement funds
New Republican SEC Commissioner Michael Piwowar is likely to continue the emphasis on cost-benefit analyses of agency rules, an effort that was elevated by his predecesor, Troy Paredes. A potential uniform fiduciary standard of care for retail investment advice has proceeded slowly because of such a regulatory impact study.
Former Senate aides get late-night unanimous OK, White on board through mid-2019.
Would-be commissioners say White's approach makes sense.
Many Americans fail to document budgets, plan for emergencies, study shows
Lawsky says companies operating in the state can't use modified model to calculate cushion.
Rudy Adolf of Focus Financial says strong wealth management relationships are about trust, and the bond of trust with the client has been broken
A new partnership between Broadridge Financial Solutions and Scivantage will provide Broadridge clients with access to Scivantage Maxit, an automated cost-basis application.
There's still time to strategize to minimize impact; trusts likely to feel the brunt
He says the Fed sees the economy healing and aims to prevent unintended consequences of its monetary policy.
Don't miss out on benefits one expert calls “the Viagra college fund"
Real-life stories of advisers and their social-media strategies
