Alternatives

Displaying 4149 results
Bitcoin is more likely to hit $10,000 than $30,000, survey finds
ALTERNATIVES JUL 11, 2022
Bitcoin is more likely to hit $10,000 than $30,000, survey finds

Retail investors were more apprehensive about cryptocurrencies whereas professional investors were more open-minded toward digital assets.

By Bloomberg
Financial advisers turn surprisingly bullish on the second half
RIA NEWS JUL 11, 2022
Financial advisers turn surprisingly bullish on the second half

Almost 90% of survey respondents believe the stock market can erase most of the losses that occurred during the first half, according to an InspereX survey.

By Jeff Benjamin
It's not too late to join the liquid alts party, Morningstar says
RIA NEWS JUL 01, 2022
It's not too late to join the liquid alts party, Morningstar says

Key to allocating to funds employing alternative strategies is knowing what to expect and not trying to time investments.

By Jeff Benjamin
Finra arbitration orders D.E. Shaw to pay former manager $52 million in defamation suit
ALTERNATIVES JUN 30, 2022
Finra arbitration orders D.E. Shaw to pay former manager $52 million in defamation suit

Four years after being fired for sexual misconduct, Daniel Michalow wins his defamation case against the $60 billion hedge fund.

By Jeff Benjamin
UBS to pay punitive damages in $1.3 million arbitration loss over options strategy
ALTERNATIVES JUN 30, 2022
UBS to pay punitive damages in $1.3 million arbitration loss over options strategy

The award contains two unusual features: $500,000 in punitive damages to the clients and a two-to-one split decision among the three-person panel.

By Bruce Kelly
Grayscale suing SEC after its Bitcoin ETF is rejected
ALTERNATIVES JUN 30, 2022
Grayscale suing SEC after its Bitcoin ETF is rejected

The regulator found that the listing proposal didn’t do enough to prevent fraud and manipulation.

By Bloomberg
SEC orders UBS to pay $25 million over fraud involving YES options strategy
ALTERNATIVES JUN 29, 2022
SEC orders UBS to pay $25 million over fraud involving YES options strategy

The agency said UBS reps didn't understand the complex product or whether buying it was in a client's best interests.

By Mark Schoeff Jr.
Crypto tax cheats likely to get relief as US crackdown hits snag
ALTERNATIVES JUN 29, 2022
Crypto tax cheats likely to get relief as US crackdown hits snag

Firms are supposed to begin tracking data such as customers’ capital gains and losses starting in January.

By Bloomberg
CAIS alternatives platform valued at $1.1 billion after latest funding round
ALTERNATIVES JUN 28, 2022
CAIS alternatives platform valued at $1.1 billion after latest funding round

The platform has now received four rounds of outside funding in less than two years from investors that see the potential for diversification in the current market environment.

By Jeff Benjamin
FTX is seeking a path to buy Robinhood
ALTERNATIVES JUN 27, 2022
FTX is seeking a path to buy Robinhood

The president of the crypto exchange, Sam Bankman-Fried, says that he's 'excited’ about Robinhood’s prospects.

By Bloomberg
Gold steps up once again as the ultimate bear market hedge
EQUITIES JUN 27, 2022
Gold steps up once again as the ultimate bear market hedge

While it might be a lousy long-term investment, gold has a proven track record of rising to the occasion when times are tough.

By Jeff Benjamin
Investors win $975,000 in Finra arbitration involving UBS YES product
ALTERNATIVES JUN 24, 2022
Investors win $975,000 in Finra arbitration involving UBS YES product

Their attorney, Jeffrey Erez, said they were misled by UBS brokers who didn't understand the risky product.

By Mark Schoeff Jr.
The complexities of investing in alternatives
OPINION JUN 24, 2022
The complexities of investing in alternatives

Advisory firms' challenges when it comes to alts range from getting access to investments, meeting minimums, figuring out how to subscribe and the headache of performance reporting.

By Matt Sonnen
Finra hits National Securities with $9 million penalty
ALTERNATIVES JUN 23, 2022
Finra hits National Securities with $9 million penalty

The regulator sanctioned the broker-dealer for violations related to its marketing of securities it had underwritten and failings related to sales of GPB private placements.

By Bruce Kelly
Bank of America deepens ties to iCapital alts platform with strategic investment
EQUITIES JUN 23, 2022
Bank of America deepens ties to iCapital alts platform with strategic investment

The bank joins a long list of financial backers funding the $130 billion tech-savvy platform for investing in alternatives.

By Jeff Benjamin
Economic uncertainty puts alternative investments front and center
RIA NEWS JUN 22, 2022
Economic uncertainty puts alternative investments front and center

Financial advisers say clients are asking about alternatives to the standard investments in stocks and bonds.

By Jeff Benjamin
Finra dings another IBD over sales of GPB private placements
ALTERNATIVES JUN 21, 2022
Finra dings another IBD over sales of GPB private placements

United Planners' Financial Services was negligent in 2018 when it failed to inform clients that GPB had missed a deadline for filing financial information, according to Finra.

By Bruce Kelly
Shift in Bitcoin flows stirs hope for the battered crypto market
ALTERNATIVES JUN 21, 2022
Shift in Bitcoin flows stirs hope for the battered crypto market

Fewer Bitcoins are being moved to exchanges from so-called cold wallets — offline stores of the digital asset — for potential sale.

By Bloomberg
Tyrone Ross continues to bang the crypto drum with new ventures
RIA NEWS JUN 17, 2022
Tyrone Ross continues to bang the crypto drum with new ventures

The former Onramp exec is more bullish than ever on digital assets, which is why he's launching new businesses to capitalize on the trend.

By Jeff Benjamin
Wholesalers at B-D that sold GWG bonds jump ship
ALTERNATIVES JUN 16, 2022
Wholesalers at B-D that sold GWG bonds jump ship

When wholesalers leave a broker-dealer en masse, it's a signal that the firm's efforts to sell more product and generate more revenue could be greatly hampered.

By Bruce Kelly