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Matthew Sellers

Displaying 56 results

Topic

Investment advisory firm case hits Supreme Court this week

Ruling could upend SEC’s 'Orwellian and terrifying' powers, amicus brief argues.

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Citi initiates restructuring with significant job cuts

Thousands could be affected as bank slashes positions.

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Independent advisory firm launches in Massachusetts with $650m in assets

Two advisors formerly affiliated with Morgan Stanley and UBS make the jump to new RIA.

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Finra in surprise proposal to allow predicted returns in marketing

SEC reviewing submission to allow 'useful' projected performance.

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Goldman Sachs Japan president in sudden departure

Hank Paulson-appointed regional boss abruptly out.

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UBS adds to wealth management ranks

Connecticut team joins with $700 million.

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Morgan Stanley International ex-chairman sues for over $15 million in unpaid fees

Legal battle launched over retainer, success fees.

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Your clients don’t think Bidenomics has worked for them

New poll shows concerning numbers for the president.

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Giant bank goes old school as hack bites

Regulators, governments try to assess fallout as suspected Russian cyberattack creates mayhem.