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CAIS provides alts platform to Focus Financial firms
INVESTING ALTERNATIVES FEB 10, 2022
CAIS provides alts platform to Focus Financial firms

The custom CAIS platform will allow for the evaluation of hedge funds, private equity, private credit, real estate, digital assets, and structured notes.

Allworth Financial acquires $480 million RIA
NEWS RIAS FEB 10, 2022
Allworth Financial acquires $480 million RIA

The agreement brings Allworth’s total number of offices to 21 across the country.

Q4 2021 top fixed-income ETFs
YOUR PRACTICE FINTECH FEB 09, 2022
Q4 2021 top fixed-income ETFs

See the top 50 fixed-income ETFs ranked by quarterly returns, the top 25 fixed-income ETFs ranked by largest inflows, and the top 25 fixed-income ETFs ranked by largest outflows

Q4 2021 top equity mutual funds
INVESTING EQUITIES FEB 09, 2022
Q4 2021 top equity mutual funds

See the top 50 equity funds ranked by quarterly returns, the top 25 equity funds ranked by largest Inflows, and the top 25 equity funds ranked by largest outflows

401(k) trading activity picked up in January
RETIREMENT RETIREMENT PLANNING FEB 09, 2022
401(k) trading activity picked up in January

Amid last month’s volatile markets, 401(k) investors headed toward fixed income and away from equities.

Q4 2021 top fixed-income mutual funds
INVESTING MUTUAL FUNDS FEB 09, 2022
Q4 2021 top fixed-income mutual funds

Top 50 fixed-income funds ranked by quarterly returns, Top 25 fixed-income funds ranked by largest inflows, Top 25 fixed-income funds ranked by largest outflows

Q4 2021 top equity ETFs
INVESTING MUTUAL FUNDS FEB 09, 2022
Q4 2021 top equity ETFs

Top 50 equity ETFs ranked by quarterly returns, Top 25 equity ETFs ranked by largest inflows, Top 25 equity ETFs ranked by largest outflows

Commonwealth launches program for next-gen advisers
NEWS BROKER DEALERS FEB 09, 2022
Commonwealth launches program for next-gen advisers

The monthly sessions over the course of a year are designed to help the firm's next-gen advisers build their businesses.

Three states implement continuing education rules for IARs
NEWS REGULATION AND LEGISLATION FEB 08, 2022
Three states implement continuing education rules for IARs

Maryland, Mississippi and Vermont are the first states to put the NASAA model rule into effect.

Tesla gives its employees a boost
RETIREMENT RETIREMENT PLANNING FEB 08, 2022
Tesla gives its employees a boost

The automaker reported in its 10-K that it has begun to match employees' 401(k) contributions.