Young investors raised the total number of individual retirement accounts to a record 12.3 million, the firm said, while a record 38% of people boosted their 401(k) contribution last year.
A Mississippi investor had accused the firm of negligence and breach of fiduciary duty related to his investments in UBS' managed accounts.
The three advisers, who operate as Outcome Private Wealth in Salt Lake City, are affiliating with LPL through OSJ Stratos Wealth Partners.
Matt Vanden Heuvel and his team operate as Vanden Heuvel Wealth Management of Raymond James in Appleton, Wisconsin.
The bank’s existing broker-dealer will remain in place for corporate and municipal underwriting.
Morningstar Retirement Manager will use Hueler's platform to help individuals include guaranteed income products in their retirement plans.
The Pioneer Global Sustainable Equity Fund will invest at least 80% of net assets in ESG-friendly holdings.
DFA and Midland National are working with RetireOne on its contingent deferred annuity, which launched last October.
Sarasota-based Generations Wealth Planning is led by a father-and-son team, Rob and Kevin Lyons.
The Altamonte Springs, Florida-based team is using the services of Synergy Wealth Alliance, an OSJ affiliated with LPL.
