A trio of advisers overseeing $1 billion in individual and retirement plan assets at Wells Fargo Advisors have gone independent and affiliated with LPL Financial.
Jason J. Howard, Shane Kunz and Chad Horne, who operate as Outcome Private Wealth in Salt Lake City, are using the services of Stratos Wealth Partners, a large LPL office of supervisory jurisdiction, including its registered investment adviser.
The fintech giant is doubling down on its strategy to reach independent advisors through a newly created leadership role.
The two firms are strengthening their presence in California with advisor teams from RBC and Silicon Valley Bank.
The high court's decision rebuffing Alpine Securities marks a setback for a broader challenge to Wall Street's reliance on self-regulatory organizations.
Arax acquires a boutique firm's $4 billion RIA business in Michigan as Steward Partners continues its Southwestern expansion.
Wealth management is a key focus for a new service tier.
How intelliflo aims to solve advisors' top tech headaches—without sacrificing the personal touch clients crave
From direct lending to asset-based finance to commercial real estate debt.
