Customers added 1.2 million retail brokerage accounts during the third quarter, almost double the number added in the year-ago period.
The firm's trading operation posted a 23% increase in revenue, while its consumer and wealth management business pulled in $2.02 billion, up 16% from a year earlier.
The IBD is offering a multiple-employer aggregate program that affiliates can use with small businesses and start-up plans.
The 64 transactions from July to September make 2021 a record year for deals, and more than half involved sales of firms with $1 billion or more in assets.
DeBoer Financial Group is based in Roseville, California, just a few miles from Allworth.
Yield generation is the top challenge, a Fidelity survey shows; 40% of those surveyed say they have to take on more risk to achieve the same returns.
Guy Rodgers Private Wealth Strategies is based in Mansfield, Texas.
The platform, which provides structured notes, annuities and other investments, plans to use the funds to expand its product offerings.
The digital record-keeping platform also promoted Ryan Anderson to chief product officer.
Ricky Moore’s Oak Financial Group in Angleton, Texas, had been with Sagepoint for seven years.
