Miller Advisors is a mother-and-daughter advisory team based in Kirkland, Washington.
The Securities and Exchange Commission charged that from at least 2014 until 2019, Buttonwood took steps to avoid paying transaction costs by focusing client investments in more expensive mutual funds.
Polaris is headed by partners Corey Basehore and Justin Dunwoody and includes adviser Sarah Leer, two junior advisers and a nine-member office staff.
Writer and researcher Jamie Hopkins, managing partner of wealth solutions at Carson Wealth, discusses at length with Jeff and Bruce the current Democratic tax plan making its way through Congress. They discuss realistic outcomes of the bill and ramifications for advisers and clients. They also discuss crypto, the new Carson headquarters building, and the Bain Capital investment.
The challenge now is for organizers to make even more people feel safe enough to return in person.
The agency alleges that Michael Shillin lied to clients, many of them elderly, about the value of their investments.
The insurance broker is buying Freedom Partners, which provides back-office services for financial advisory firms.
Two Truist advisers make the move in Bedford and two in Charlottesville.
A group of three reps in Lincoln, Nebraska, makes the move.
The platform offers a streamlined financial aid application process as well as online courses. The bank said the acquisition will help it build relationships with college students.
