Its new effort, called M&A Solutions, includes ‘strategic support’ and online tools to help advisers considering a transaction.
Sharps succeeds Bill Stromberg, who remains the fund company's CEO and chairman. T. Rowe also named Céline Dufétel to the new position of chief operating officer.
Hanley Sayers will join the registered investment advisory firm in Houston, expanding Cresset's footprint to Texas.
The CFP exam will again include a remote proctoring option for eligible candidates.
CFP holders helped 7,839 underserved individuals last year, the Financial Planning Association says.
Isaiah Goodman of Becoming Financial Advisory Services allegedly siphoned off most of clients’ money and spent it on himself
SEC obtains judgments against Seth Leyton and the trust of the orchestrator of a fraud involving collateralized mortgage obligations.
The group of five advisers, which was with J.P. Morgan for nine years, will join UBS' Century City office in Los Angeles.
Mission Financial Group in Hawaii will retain its B-D affiliations through First Allied.
Stephen Moleski, who was arrested for a 1989 scheme, was alleged to be running an unregistered offering and acting as an unregistered broker.
