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Finra bars former Merrill Lynch rep
WIREHOUSES JAN 28, 2021
Finra bars former Merrill Lynch rep

Atlanta-based broker Tyler Delahunt had been discharged by the wirehouse over alleged outside investments.

Carson Group acquires $200 million firm
RIA NEWS JAN 27, 2021
Carson Group acquires $200 million firm

Doylestown-based Strategic Wealth Partners is Carson's first foray into Pennsylvania.

Q4 2020 Top Fixed Income Mutual Funds
MUTUAL FUNDS JAN 27, 2021
Q4 2020 Top Fixed Income Mutual Funds

Q4 2020 Top Equity Mutual Funds
MUTUAL FUNDS JAN 27, 2021
Q4 2020 Top Equity Mutual Funds

Delaying RMDs would have minimal tax impact, study finds
RETIREMENT PLANNING JAN 27, 2021
Delaying RMDs would have minimal tax impact, study finds

TIAA Institute research paper finds that even eliminating RMDs would have little effect on government revenues and says the effect on retirees depends on whether they have a bequest motive.

Q4 2020 Top Equity ETFs
MUTUAL FUNDS JAN 27, 2021
Q4 2020 Top Equity ETFs

Q4 2020 Fixed Income ETFs
MUTUAL FUNDS JAN 27, 2021
Q4 2020 Fixed Income ETFs

UBS team managing $245 million goes indie with LPL
INDEPENDENT BROKER DEALERS JAN 26, 2021
UBS team managing $245 million goes indie with LPL

Brendan Biruk and Dan Rattigan form Washington Crossing Financial Group in Washington Crossing, Pennsylvania.

Finra bars former Merrill rep accused of churning
WIREHOUSES JAN 26, 2021
Finra bars former Merrill rep accused of churning

Charles Kenahan had already been barred by the state of New Hampshire in December.

Finra fines Goldman Sachs $1.25 million over fingerprinting
REGULATION, LEGAL & COMPLIANCE JAN 26, 2021
Finra fines Goldman Sachs $1.25 million over fingerprinting

The regulator says the firm didn't properly screen more than 1,000 nonregistered employees.