Nick Harness, CIO from Kestra Financial, discusses the recent SolarWinds security breach and cyber security for IBDs. Jeff Benjamin and Bruce also discuss political campaign donations being cutoff in the wake of the Capitol insurrection.
Former Morgan Stanley, Merrill Lynch advisers join Rockefeller in Boca Raton, Florida, and Chicago
Hill Investment Group in St. Louis, which was founded in 2005, becomes its latest partner firm.
The bank is reportedly in talks to sell the unit to a private equity consortium led by GTCR and Reverence Capital Partners.
Two pairs of advisers in Lincoln, Nebraska, make the move, along with their staffs.
West Texas WealthCare will use JFC Financial as its office of supervisory jurisdiction.
Boston-based Alpha is a retirement consulting firm with 572 clients and about $2.9 billion in assets.
Beacon Pointe Advisors adds CDA Group, based in Greenville, South Carolina, and Essex Asset Management, in Vero Beach, Florida.
The head of Oakwood Capital Advisors says ethics is high on the agenda for the coming year.
The new head of the $2 billion Los Angeles-based registered investment advisory firm is just 27.
