Justin D. Meadlin will pay more than $300,000 for inflating firm's AUM, touting nonexistent fund.
Leslie Koonce denied he took part in private securities transactions.
Agency orders Louis Mohlman Jr. to pay $100,000 in civil penalties.
Most consumers under age 45 with over $250,000 in assets reportedly fall into this category.
Five-person team in Winter Park, Fla., shifts to firm's employee channel.
Self-regulator was investigating Brian Travers' outside business and private securities transactions.
Ferrigno Financial is based in Washingtonville, N.Y.
Regulator was investigating JoeAnn Walker's sales of variable annuities.
State securities regulator group says investors also should beware real estate, Ponzi schemes.
Nine-adviser group from Omaha area joins franchise unit.
