Warren, Pa.-based bank has 24 advisers in 164 offices in New York, Pennsylvania, Ohio.
Regulator said non-standard trades led to firm miscalculating net capital.
Mark McGrath moves to firm's employee channel in Timonium, Md.
Four-adviser group joins Fieldpoint Private in Greenwich, Conn.
Agency orders Louis Mohlman Jr. to pay $100,000 in civil penalties.
Leslie Koonce denied he took part in private securities transactions.
Justin D. Meadlin will pay more than $300,000 for inflating firm's AUM, touting nonexistent fund.
Five-person team in Winter Park, Fla., shifts to firm's employee channel.
Self-regulator was investigating Brian Travers' outside business and private securities transactions.
