Most consumers under age 45 with over $250,000 in assets reportedly fall into this category.
Ferrigno Financial is based in Washingtonville, N.Y.
Regulator was investigating JoeAnn Walker's sales of variable annuities.
State securities regulator group says investors also should beware real estate, Ponzi schemes.
Nine-adviser group from Omaha area joins franchise unit.
Agency says Westport Capital's clients lost $1 million through inflated stock buys.
James Sheehan to work at the Park Avenue office of the Raymond James division.
California-based hybrid was one of National Planning Corp.'s largest firms
SEC chairman urges investors to use common sense, market pros to mind securities laws.
Paul Smith allegedly raised $2.35 million without telling his broker-dealers.
