Succeeds Eleanor Blayney in efforts to address shortage of women in financial planning.
Bradley Mascho already charged by SEC with abetting fraud.
Cloud-based system eliminates need for third-party.
Investors Bank brokerage operation has 65 licensed representatives.
Broker Collin Rigler and associate Eric Montijo based in Los Angeles.
Advisors Southeastern Alliance was affiliated with INVEST Financial.
Broker David Lloyd Barber and Madison Avenue Securities to pay all fees, costs.
Larry Boggs exercised discretion in five accounts without written authorization.
Bruce Meyers also fined $75,000 for supervision failures and barred from serving as a principal or supervisor.
Site recommends questions investors should ask before hiring a financial adviser.
