Jerry Lou Guttman was with United Planners' Financial Services.
Women-owned Carlsbad, Calif.-based firm specializes in serving women.
FANG gang may be eying business for its data value, not revenue.
Umbrella group now will represent five retirement-related organizations.
Firm also censured for failure to supervise share class recommendations.
Sales ability and experience remains a high priority for new personnel.
While generally satisfied, wealthy investors expect better returns and more value.
Agency claims Jay Costa Kelter used clients' money 'as own personal piggy bank.'
The chief economic adviser at Allianz would hold the second highest position at the Fed, potentially behind chairman nominee Jerome Powell.
Kevin J. McDermott and John G. Kane set up own firm in West Chester, Penn.
