Firm censured, agrees to provide remediation to clients affected.
Peter Hiltz will open the first Cincinnati office for the Oregon-based RIA.
The addition will bring TRUE's assets under management to more than $900 million.
Michael Huffman moves to employee channel in Mesa, Ariz.
Midwest Financial Group in Wisconsin manages $186 million.
Three veterans collectively have 70 years of industry experience.
Finra was investigating whether he engaged in prohibited sales activities.
After losing many National Planning Corp. affiliates, company touts the 'keep.'
Prosecutors claim Daniel Glick used some of the funds for personal and business expenses.
Finra was investigating whether Brian Royster borrowed from clients.
