Michael Huffman moves to employee channel in Mesa, Ariz.
Midwest Financial Group in Wisconsin manages $186 million.
Three veterans collectively have 70 years of industry experience.
Finra was investigating whether he engaged in prohibited sales activities.
After losing many National Planning Corp. affiliates, company touts the 'keep.'
Prosecutors claim Daniel Glick used some of the funds for personal and business expenses.
Finra was investigating whether Brian Royster borrowed from clients.
Edward Zadworny failed to provide information in connection with annuity sales.
Advisers and investors will get better look at costs in 30,000 products
Eaton Vance survey finds greater confidence among certain advisers.
