Andrew Hill in Alpharetta, Ga., affiliates with HighTower.
Regulator was looking into charges that broker forged customer signatures.
Ms. McAlister 'manipulated and falsely reported' a key financial metric, agency charges.
Bank of America insider provided tips on major M&A transactions
Mercer manages about $11 billion in assets, while Blue Moon manages $90 million.
Agency says manager overcharged funds $1.5 million
Head of New York-based firm led scheme to sell shares at inflated prices, says regulator.
Kansas-based firm managing $340 million had been affiliated with National Planning Corp.
George Dahl appeared at Finra hearing but did not provide requested testimony.
Paul Lang joins firm's employee channel in Roswell, Ga.
