Louis Martin Blazer III of Pittsburgh, Pa.-based Blazer Capital Management was barred last year
Senators seek clarification on 2-year-old rule that gave surviving spouses certain rights.
Ex-AXA broker was fired by firm for misrepresentations in VA sales.
Edward Jones fired James V. Marino for allegedly taking $25,000 from client.
Combined provider of planning and risk-tolerance tools renamed PlanPlus Global.
Two-adviser, four-person group joins Harbor Investment Advisory.
Four-adviser Claris Financial is based in Glen Allen, Va.
Three-broker group in Rochester, N.Y., joins firm's employee unit
Regulator says Ralph Villanueva Villavicencio failed to provide testimony for its investigation.
Firm says move expands its trust company capabilities and ability to serve complex financial needs.
