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Introducing the 2022 Women to Watch
WOMEN ADVISOR COMMUNITY NOV 21, 2022
Introducing the 2022 Women to Watch

This is what success looks like: 23 women financial advisers and industry executives who are advancing the financial advice profession on their own terms and 15 employers that have set a higher standard for women in their workforces and for women clients.

Fisher Investments manager to auction record-breaking homer ball
RIA NEWS NOV 18, 2022
Fisher Investments manager to auction record-breaking homer ball

The bidding on the ball from Aaron Judge's record-breaking 62nd home run of the season will take place Nov. 29.

Morgan Stanley rep managing $430 million moves to Merrill
WIREHOUSES NOV 18, 2022
Morgan Stanley rep managing $430 million moves to Merrill

Nandi Gunning joins a trio of advisers managing $2.5 billion in San Francisco.

JPMorgan to give all new parents 16 weeks of leave
PRACTICE MANAGEMENT NOV 18, 2022
JPMorgan to give all new parents 16 weeks of leave

The firm will also increase employees' sick days and bereavement leave, according to an internal memo.

Study points out barriers to success of women advisers
PRACTICE MANAGEMENT NOV 17, 2022
Study points out barriers to success of women advisers

Nearly three-quarters of respondents to a Carson Group survey note that women must juggle professional responsibilities with caregiving obligations.

'IN the Nasdaq' with Gary Shapiro of the Consumer Technology Association
IN THE NASDAQ NOV 17, 2022
'IN the Nasdaq' with Gary Shapiro of the Consumer Technology Association

Consumer Technology Association CEO Gary Shapiro sits down with InvestmentNews anchor Gregg Greenberg to discuss fintech innovation and the upcoming Consumer Electronics Show in Las Vegas.

'IN the Nasdaq' with David Rubenstein, founder of the Carlyle Group
IN THE NASDAQ NOV 17, 2022
'IN the Nasdaq' with David Rubenstein, founder of the Carlyle Group

Carlyle Group founder and author David Rubenstein sits down with InvestmentNews anchor Gregg Greenberg to discuss investing strategies and his new book, 'How to Invest.'

Choreo to acquire $1 billion Cherry Bekaert Wealth Management
RIA NEWS NOV 16, 2022
Choreo to acquire $1 billion Cherry Bekaert Wealth Management

The deal expands Choreo’s footprint in the Southeast; the firm said it’s also entering a strategic relationship with an affiliated firm, Cherry Bekaert Advisory.

S&P to pay $2.5 million to settle SEC conflict-of-interest charges
PRACTICE MANAGEMENT NOV 15, 2022
S&P to pay $2.5 million to settle SEC conflict-of-interest charges

The securities watchdog’s order asserted that the rating of a mortgage-backed security deal in 2017 was at issue.

Merrill nabs $1 billion team from Citi
PRACTICE MANAGEMENT NOV 15, 2022
Merrill nabs $1 billion team from Citi

A team of four advisers in suburban New York is making the switch.